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Mainland Securities

美聯證券投資公司

Mainland Securities is a Hong Kong-based securities firm holding SFC licences across dealing in securities, advising on securities, corporate finance advisory, and asset management, indicating a broad financial services offering. The firm likely provides brokerage services, investment advice, M&A or IPO advisory, and portfolio management to a mix of retail, corporate, and institutional clients. Its name suggests a strong orientation towards serving mainland Chinese businesses and investors seeking access to Hong Kong capital markets. It may assist Chinese companies with listings, capital raises, and cross-border investment needs.

11
Total licensed
0
Currently active
12
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available