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UCAP

佑聯證券有限公司

UCAP is a Hong Kong-based financial services firm holding licences for securities dealing, advisory, and asset management. The firm operates as a boutique investment house, likely focusing on equity markets and portfolio management for institutional or high-net-worth clients. Its business model combines direct securities execution with discretionary and advisory asset management mandates. UCAP's relatively active licensed population suggests an operational firm with a functioning advisory and dealing business.

73
Total licensed
18
Currently active
30
Arrivals tracked
23
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
12
🇮🇳India
3
🇨🇳China
1
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
CHAU Jennifer Wai Yan 鄒懷恩
DealingAdvisingAsset Mgmt
BXC7072026-04-16
CHENG Pui Ki, Hildi 鄭珮琪
DealingAdvisingAsset Mgmt
BJN9992024-12-23
CHAN Hiu Lung 陳曉龍
DealingAdvisingAsset Mgmt
BGU8422024-04-11
TAM Wai Keung 譚偉強
DealingAdvisingAsset Mgmt
BUO0342024-01-18
HO Wing Cheung 何榮章
DealingAdvisingAsset Mgmt
BUM0992023-12-27
NG Wai Kit 伍偉傑
DealingAdvisingAsset Mgmt
ABW8732023-08-29
LIN Jiaxin 林佳欣
DealingAdvisingAsset Mgmt
AVH0772023-06-09
WONG Sau Yip 黃守業
DealingAdvisingAsset Mgmt
BOG7922022-03-17
KWOK Yin Ching 郭賢菁
DealingAdvisingAsset Mgmt
ACW6902021-11-29
BHAUMIK Ananda Prasad
DealingAdvisingAsset Mgmt
AXV8972021-06-16
NG Wai Man 吳偉民
DealingAdvisingAsset Mgmt
ACT9182021-05-14
IP Wing Shan 葉詠珊
DealingAdvisingAsset Mgmt
AFA8442021-05-13
LEE Tae Gyoon
DealingAdvisingAsset Mgmt
AHE1952020-12-07
LIO Ka Wai 廖伽偉
DealingAdvisingAsset Mgmt
BQB8632020-09-30
MULCHANDANI Narayan Phatu
DealingAdvisingAsset Mgmt
ACZ1752016-03-01
MANGARAJ Sambit
DealingAdvisingAsset Mgmt
ANR8712013-06-10
MA Wing Yan 馬詠恩
DealingAdvisingAsset Mgmt
BBD8512013-04-22
PYRKE Roger Simon
DealingAdvisingAsset Mgmt
AAK3502012-04-11