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Emperor Securities Limited

英皇證券有限公司

Emperor Securities Limited is the brokerage arm of the Emperor Group, a well-known Hong Kong conglomerate with interests in entertainment, hotels, property, and financial services. The firm provides securities dealing, advisory, corporate finance, automated trading, and asset management services, primarily to retail and high-net-worth clients in Hong Kong. Its client base benefits from the broader Emperor Group's affluent customer relationships across its luxury lifestyle and entertainment businesses. Emperor Securities positions itself as a mid-tier local broker with technology-enabled trading capabilities and a connection to the Emperor Group's diversified business ecosystem.

633
Total licensed
90
Currently active
156
Arrivals tracked
249
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
83
🇨🇳China
7

People

Active SFC licences
Name CE# Joined
SHUM Shuk Yee 沈淑怡
DealingAdvising
BEJ5932026-03-04
CHU Raymond 朱允明
Dealing
AHA4852025-12-23
YU Wai Sun 余維新
DealingAdvising
BFY0272025-12-08
LEI Ho Chun 李浩俊
Dealing
ATY0022025-12-03
LAU Ka Yan 劉嘉仁
Dealing
BQF8922025-10-17
OU Jiayu 區嘉裕
Dealing
BWV0192025-10-13
XIE Lianxi 謝鏈西
Dealing
BWR8322025-09-23
LUO Shengze 羅聖澤
Dealing
BWJ6932025-07-09
WU Ka Wai, Carrie 胡嘉慧
Dealing
AMF1332025-06-26
CHAN Ca Chun, Calvin 陳嘉駿
Dealing
AQK1662025-05-13
LAU SUM 劉心
Dealing
BVZ5782025-04-28
WONG Kam Wing 黃錦榮
DealingAdvising
BBZ2702025-04-16
HUANG Can 黃燦
Dealing
AXD7012024-09-09
REN Tongfei 任彤菲
DealingAdvising
BVJ7142024-09-06
WONG Chung Ming 王頌明
DealingAdvising
AEJ8882024-07-16
HAN Feng 韓風
DealingAdvising
BUY4642024-05-22
CHOW Man Kin 鄒文健
Dealing
BBE5812024-05-16
YU Ka Hei 余嘉熙
Dealing
BST4042024-05-09
SHAO Jin 邵晋
DealingAdvising
BQH1422024-05-06
LAU Yu Wai 劉羽葳
DealingAdvising
BUQ0792024-02-26
DONG Yue 董越
Dealing
BUR0562024-02-15
TSANG Tsz Hei 曾子禧
Dealing
BUL6122024-01-19
LEUNG Wing Sze 梁穎詩
DealingAdvising
BBQ3472024-01-12
WEI Kaiyin 韋凱尹
Dealing
BUH4252023-11-01
XIE Wenjun 謝文軍
Dealing
BOK5902023-10-30
YEUNG Chun Ho 楊俊豪
Dealing
ACA5432023-10-19
MOK King Fong 莫琼芳
Dealing
APC2352023-10-19
CHAN Cecil 陳思豪
Dealing
AFZ4972023-10-17
LEUNG Ka Lun 梁家倫
Dealing
AFT7282023-07-13
CHIU Sai Yan 趙世欣
Dealing
AAB4082023-07-12
CHEUNG Wai Ching 張惠貞
Dealing
AEN5162023-07-12
TONG Ka Kit 唐嘉傑
DealingAdvising
BLW9152023-06-20
WONG Yun Choi 黃潤財
Dealing
ADR0702023-05-11
WONG Fung Yan 黃鳳欣
Dealing
BCV3362022-06-22
SHAO Yingda 邵穎達
Dealing
BCH6242021-11-15
CHIU Cheuk Wai, Eva 趙卓慧
DealingAdvising
ACL6062021-02-05
MOU Chung Him 繆頌謙
Dealing
BNV5852019-12-16
XU Yuanjie 徐元杰
Dealing
BCX2312017-09-26
NG Hon Keung, Jeremy 吳漢強
Dealing
ACO6922017-06-21
WONG Ka Ming 黃嘉明
DealingAdvising
BHP7542016-06-15
YAU Ka Wing 邱家榮
Dealing
ASL9092015-09-22
LO Chi Yat 盧智逸
Dealing
BDY2822015-06-16
CHAN Tsz Ming 陳梓銘
DealingAdvising
BEM0692014-11-18
LEE Yan Chee 李恩賜
Dealing
ALY4682014-08-12
CHAU Yin 周研
Dealing
APH0452014-06-06
TAM Tak Wing 譚德榮
DealingAdvising
AFR7802013-07-17
YEUNG Chiu Wah 楊釗華
Dealing
AZK3662012-05-09
CHAN Man Kai 陳文佳
DealingAdvising
AKP6062012-04-02
NG Suet Yeung 吳雪揚
Dealing
AFP5782012-03-21
CHEUNG Sun Sing 張伸城
Dealing
AXX9562011-09-21