SSFC Flows
← All firms
Broker-DealerActive

Tse's Securities Limited

謝氏膺暉證券有限公司

Tse's Securities Limited is a Hong Kong mid-sized independent securities firm offering a broad range of financial services including securities dealing, corporate finance advisory, and asset management. The firm generates revenue through brokerage commissions, advisory fees, and fund management mandates. Its client base likely spans retail investors, high-net-worth individuals, and small-to-mid-cap corporates seeking capital markets and advisory services. The breadth of its SFC licences suggests it positions itself as a full-service boutique within the Hong Kong market.

185
Total licensed
13
Currently active
43
Arrivals tracked
93
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
13

People

Active SFC licences
Name CE# Joined
NG Lai Kwan 吳麗君
Dealing
BNE8312020-10-09
CHENG Hoi Lam 鄭海林
Dealing
AFV8992014-04-17
LEUNG King Yun 梁敬仁
Dealing
AWQ6712011-02-22
LAI Chi Wai, Alex 黎志偉
Dealing
ACT7472008-10-17
WONG Man Sang 黃文生
Dealing
AEA2122008-02-29
CHIN Ching Pong 陳靖邦
Dealing
AEO7552005-03-07
YAN Kwok Shing 印國成
Dealing
ACF6782003-08-12
TAI Chuk Tsang 戴竹曾
DealingAdvisingCorp FinanceAsset Mgmt
AAY6112003-04-01
HUNG Hing Chuen 洪慶全
DealingAdvisingCorp FinanceAsset Mgmt
ACL1152003-04-01
HUI Chi Yuet 許志越
DealingAdvisingCorp FinanceAsset Mgmt
ACL3622003-04-01
FUNG King Tong, Tony 馮敬東
DealingAdvisingCorp FinanceAsset Mgmt
AET2352003-04-01
FONG Chun Lung 方振龍
DealingAdvisingCorp FinanceAsset Mgmt
AFN0542003-04-01
HUI Ping Woon 許炳桓
DealingAdvisingCorp FinanceAsset Mgmt
AFO4342003-04-01