鷹達證券有限公司
Roctec Securities is a Hong Kong boutique securities firm holding a broad set of SFC licences covering dealing in securities, advising on securities, advising on corporate finance, and asset management. This diversified licence portfolio suggests the firm engages in brokerage, investment advisory, corporate finance advisory (such as IPO and M&A support), and discretionary portfolio management. Its client base likely spans corporate clients, high-net-worth individuals, and small to mid-sized institutional investors. The broad scope of licences indicates Roctec operates as a multi-service boutique within the Hong Kong capital markets.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 13Source firms · arrivals 2003–present
Where talent goes
Top 8 of 11Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| YEUNG Hoi Keung 楊海強 Dealing | APM140 | 2024-07-29 | |
| LEONG Ka Chai 梁家齊 DealingAdvisingAsset Mgmt | AAF034 | 2003-04-01 | |
| SZE Man Hon 施文漢 DealingAdvisingCorp FinanceAsset Mgmt | AAF051 | 2003-04-01 | |
| LAM Lai Ping, Clarissa 林麗萍 DealingAdvisingCorp Finance | AED496 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.