山證國際金融控股有限公司
Shanxi Securities is the Hong Kong subsidiary of Shanxi Securities Co., Ltd., a mid-sized Chinese state-backed brokerage headquartered in Taiyuan, Shanxi Province. The firm offers a comprehensive suite of financial services including securities and futures dealing, corporate finance advisory, and asset management, serving as a bridge between mainland Chinese capital and Hong Kong markets. Its client base includes institutional investors, corporate clients, and mainland Chinese retail and high-net-worth individuals seeking access to Hong Kong and international markets. The firm's broad SFC licence portfolio reflects its ambitions to build a full-service investment banking and brokerage platform in Hong Kong.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| ZHENG Zhen 鄭振 DealingFuturesAdvisingAdv.FuturesAsset Mgmt | BCZ940 | 2026-10-13 | |
| XIAO Yao 肖堯 DealingCorp Finance | BYA578 | 2026-08-12 | |
| LEUNG Kin Cheong, Laurent 梁健昌 DealingCorp Finance | AEO587 | 2026-08-12 | |
| HAN Shuhui 韓姝慧 DealingFutures | BYK259 | 2026-08-11 | |
| SHAO Zhuhai 邵竹海 DealingFutures | BYK260 | 2026-08-10 | |
| LIU Xiaofeng 劉晓峰 DealingFutures | BYK769 | 2026-08-07 | |
| MO Yunsheng 莫云生 AdvisingAdv.FuturesAsset Mgmt | BXY872 | 2026-08-06 | |
| KWONG Ka Leung 鄺嘉樑 DealingCorp Finance | BGB944 | 2026-08-04 | |
| CHEN Yadi 陳雅迪 DealingFutures | BYK772 | 2026-08-03 | |
| TSAI Hin Man, Daniel 蔡衍汶 DealingCorp Finance | ANJ771 | 2026-07-15 | |
| WANG Xi 王璽 DealingFutures | BYB335 | 2026-06-15 | |
| YEUNG Wai To 楊煒韜 DealingFutures | BML382 | 2026-05-28 | |
| LIU Baixian 劉柏顯 DealingCorp Finance | BNT242 | 2026-05-20 | |
| KAN Pui Kei 簡培基 DealingCorp Finance | AVK761 | 2026-05-06 | |
| SUN Naiwei 孫乃瑋 DealingCorp Finance | BXL254 | 2026-05-06 | |
| ZHANG Jun 張珺 DealingFutures | BVY554 | 2025-12-24 | |
| WANG Wei 王煒 DealingCorp Finance | BXF484 | 2025-12-15 | |
| WANG Feng 王峰 DealingCorp Finance | BXC438 | 2025-12-11 | |
| GAN Sulei 甘蘇磊 DealingFutures | BXA165 | 2025-12-05 | |
| XU Kai 許愷 DealingCorp Finance | BVT900 | 2025-12-02 | |
| JIN Shixing 金士星 Dealing | BWS503 | 2025-11-13 | |
| ZOU Wuqiu 鄒吳秋 DealingFutures | BAK936 | 2025-09-10 | |
| CUI Shengchao 崔胜朝 DealingCorp Finance | BKD032 | 2025-08-15 | |
| LIAO Weiyi 廖維懿 DealingFutures | BHF070 | 2025-07-18 | |
| LI Qiyuan 李启媛 AdvisingAdv.FuturesAsset Mgmt | BNQ516 | 2025-07-14 | |
| CHEN Guoxun 陳國勛 DealingCorp Finance | BWK788 | 2025-07-09 | |
| MA Li 馬莉 AdvisingAdv.FuturesAsset Mgmt | BWA588 | 2025-06-18 | |
| LI Zhen 李臻 DealingFutures | BUX151 | 2025-01-14 | |
| YUE Quan 岳泉 Dealing | BVS221 | 2025-01-13 | |
| LI Da 李達 Dealing | BVL214 | 2024-11-04 | |
| LI Jianglei 李江雷 Dealing | BTU942 | 2023-07-06 | |
| LIU Xuhai 劉旭海 Corp Finance | BSG378 | 2023-06-08 | |
| NG Ka Sing 吳家星 Dealing | BDX997 | 2022-11-15 | |
| LEUNG Yuk San 梁煜燊 DealingFutures | BMB683 | 2021-05-07 | |
| ZHAO Xue 赵雪 Dealing | BQU703 | 2021-03-16 | |
| LAM Siu Lai 林肇澧 DealingFutures | BQA677 | 2020-09-28 | |
| YANG Xu 楊旭 Asset Mgmt | BPI539 | 2020-05-26 | |
| TAM Ying Ho, Chester 譚英豪 DealingFutures | ADV035 | 2020-04-07 | |
| LEE Ho Sing 李浩聲 DealingFutures | AKQ921 | 2019-06-21 | |
| GUO Biao 郭彪 DealingFuturesAdvisingAdv.FuturesAsset Mgmt | AXK321 | 2019-01-15 | |
| CHEN Shizhe 陳詩哲 DealingFuturesCorp Finance | BMR357 | 2018-10-16 | |
| GUO Zhen 郭震 DealingFutures | BJN521 | 2017-12-20 | |
| LAM KWOK WA 林國華 DealingFutures | BGR160 | 2017-06-02 | |
| ZHANG Dingen 張丁恩 DealingFutures | BHO395 | 2016-08-19 | |
| SONG Qihu 宋启虎 AdvisingAdv.FuturesAsset Mgmt | BHN014 | 2016-08-19 | |
| KONG Ki Fung 江琦峰 DealingFutures | AMF054 | 2015-07-03 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.