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Standard Chartered Bank

渣打證券(香港)有限公司

Standard Chartered Bank's SFC-registered entity in Hong Kong represents the securities and investment services operations of Standard Chartered, an international banking group with deep roots in Asia, Africa, and the Middle East. The entity holds a comprehensive range of SFC licences covering securities and futures dealing and advisory, corporate finance, and asset management, reflecting its full-service banking capabilities in Hong Kong. Standard Chartered serves retail, high-net-worth, corporate, and institutional clients through its wealth management, investment banking, and markets divisions. Its low current active licensed headcount under this specific entity likely reflects a structural reorganisation, with most client-facing activities conducted through other group entities.

432
Total licensed
6
Currently active
168
Arrivals tracked
194
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
2
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
WANG Daoheng 王道恒
DealingAdvising
BEV9722023-09-27
THANG Kai Chi, John 曾繼志
DealingFuturesAdvisingAdv.Futures
BIX0202023-07-26
ZHENG Shuoqiu 鄭碩秋
DealingAdvising
BTV1182023-07-20
LUO Yu'an 罗裕安
DealingAdvising
BTV4552023-07-19
CHOE Steven Kent
FuturesAdv.Futures
ANQ1192017-09-05
FENG Siguo 馮思果
DealingAdvising
APO4672016-05-10