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China Galaxy Securities

中國銀河證券香港有限公司

China Galaxy Securities is the Hong Kong subsidiary of China Galaxy Securities Co., Ltd., one of China's largest state-owned brokerage firms listed on both the Shanghai and Hong Kong stock exchanges. The firm provides securities dealing, advisory, corporate finance, and asset management services, primarily targeting institutional investors and Chinese corporates seeking access to Hong Kong capital markets. Its corporate finance capabilities support equity fundraising and listings for mainland Chinese companies on the Hong Kong Stock Exchange. The relatively small active headcount suggests the Hong Kong operation functions in a focused capacity within the broader group's international strategy.

419
Total licensed
13
Currently active
223
Arrivals tracked
209
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
10
🇨🇳China
1
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
LU Qian 卢倩
DealingAdvising
BFM2592025-03-06
BAILEY James Boulstridge
Dealing
BVR9922024-12-11
TSE Ka Wai, Jaff 謝家威
Dealing
ADR2772022-10-13
HE Vicky Zhancong 何展聰
Dealing
ASD8382021-05-14
MA Che Tak, Andy 馬志德
DealingAdvising
ABY1652020-04-14
CHOI John Kyu-seong
DealingAdvising
BCY9542019-02-28
CHEUNG Chi Pong Jack 張智邦
DealingAdvising
BOA2972019-01-11
FOONG Yuk Pei 馮玉佩
DealingAdvising
ALF4642018-07-30
TAM Kwong To, Dennis 譚廣韜
DealingAdvising
APJ3102018-04-06
TSANG Kwai Sang 曾貴生
Dealing
AAE3082017-09-18
SAM Shook Fung 沈淑芳
DealingAdvising
ADM7122017-03-17
AU Jonathan Wai Wing 區偉榮
DealingAdvising
ANY4512014-07-21
LAI Bertram 賴穆煦
DealingAdvising
AGM5502004-09-28