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Yue Xiu Securities

越秀証券有限公司

Yue Xiu Securities is a full-service broker-dealer and investment banking firm that is a subsidiary of Yue Xiu Group, a major Guangzhou municipal state-owned enterprise with diversified businesses in finance, real estate, and infrastructure. The firm offers securities and futures dealing, corporate finance advisory, and asset management services, leveraging its state-owned parentage to access mainland Chinese corporate deal flow and institutional clients. It serves institutional investors, corporate clients, and high-net-worth individuals, particularly those with connections to the Greater Bay Area. Yue Xiu Securities has been active in Hong Kong equity capital markets, including sponsoring and underwriting IPOs for mainland Chinese companies.

294
Total licensed
48
Currently active
171
Arrivals tracked
150
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
35
🇨🇳China
13

People

Active SFC licences
Name CE# Joined
LI Zonglin 李宗霖
Dealing
BXR6412026-03-30
LAN Junlong 蘭俊龍
Dealing
BXT9942026-03-26
CAO Ziyu 曹子予
Dealing
BRH6802026-02-26
SIU Man Ling 蕭敏玲
Dealing
BRV6752026-01-28
CHEUNG Vien Wing Yan 張穎欣
Dealing
ANP3532026-01-23
QIU Chuyin 邱楚茵
Dealing
BWY9572026-01-12
WEN Rui 温睿
Dealing
BXC4392025-11-28
YIP JING 葉正
Dealing
BWO3892025-07-17
TSANG Chun Yu 曾震宇
Dealing
BFJ1832024-12-27
YANG Xuantong 楊玄同
Dealing
BPE3972023-12-27
WANG Yucong 王予叢
Dealing
BTM5472023-02-23
LO Wing Shing, Steven 盧永成
Dealing
AEW9782023-02-06
TANG Chin Kit 鄧展杰
Dealing
BGE0102023-02-03
JIN Sisi 金絲絲
Dealing
AVP8612022-01-04
ZHANG Zhiliu 張枝柳
Dealing
BOW6112021-12-30
LU Rong 陸榮
DealingFuturesAdvisingAdv.Futures
BPJ9012021-12-23
MAK KAI YU 麥啟宇
Advising
BKY5852021-10-04
LAM Cheuk Yin, Raymond 林卓彥
Advising
BGL2642021-09-27
CHAN Leong Hei 陳亮熹
DealingFutures
BIV6262020-10-08
YU Tin Yan Grace 余天恩
Dealing
BQB7002020-09-01
PANG Kwok Pan 彭國彬
Dealing
AGG7112020-03-27
CHAN Kin Lung 陳建隆
Dealing
BOT3212019-09-02
MA Chi Chung 馬志聰
Dealing
BOS3342019-08-19
WU Miu Seung 胡妙嫦
Dealing
AAE7692019-02-22
SHIU Yik Hung 蕭奕雄
DealingFuturesAdvisingAdv.Futures
AEP5482018-12-11
LO Ka Kuen 勞家權
DealingFuturesAdvising
APK4082018-10-18
TANG Chi Hung 鄧志雄
Dealing
AUZ9302018-09-05
LUO Jian 羅劍
DealingFuturesAdv.Futures
BGE8972018-08-15
WONG Kam Ka 黃錦嘉
DealingFutures
AUR9882018-07-23
WONG Yuen Yee 王阮儀
DealingFutures
APB4692018-06-12
CHIU Chee Keung, Benjamin 招子強
DealingFuturesAdvising
AMS0342018-05-08
CHOI Wai Ping 蔡衛兵
Dealing
ANJ6972018-01-31
WEI Yun 魏昀
Dealing
BKZ8352017-11-29
LI Kai Wai 李繼偉
DealingFutures
AVO6042017-11-14
LIU Jiangang 劉健綱
DealingFuturesAdv.Futures
AUM6022017-09-12
HE Jingjia 何靖嘉
DealingFutures
BIM4202017-09-04
SZE Ka Kwan 施嘉坤
DealingAdvising
ASI0392017-08-25
LO Mun Keung 羅滿強
DealingFuturesAdvisingAdv.Futures
AFV4422017-06-28
CHAN Wai Hung 陳偉雄
DealingFutures
ARA4442017-04-10
KAN Wai Tung 簡偉棟
Dealing
APJ8932016-11-18
LUI Pui King 呂珮琼
Dealing
BFI4212015-04-24
LIN Yinfu 林銀福
DealingFutures
BCO4582014-05-19
YANG Lei 楊蕾
DealingFuturesAdvising
BBQ3552014-05-02
CHIU Suk Woon 趙淑媛
Dealing
AAY5592014-03-21
TONG Ying Kei 唐英奇
DealingFutures
AGV2392014-03-10
MOK Yiu Hung 莫耀雄
Dealing
BAU4272013-01-24
FONG Kam Hung 方錦洪
DealingFuturesAdvisingAdv.Futures
ADD0782012-05-11
LEUNG Kwok Wai 梁國偉
DealingFutures
ABS6212012-04-11