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Guoyuan Securities

國元証券經紀(香港)有限公司

Guoyuan Securities is the Hong Kong subsidiary of Guoyuan Securities Co., Ltd., a mid-sized Chinese state-backed brokerage headquartered in Anhui province. The firm provides securities dealing, securities advisory, and corporate finance advisory services, focusing on connecting mainland Chinese capital markets with Hong Kong. Its client base primarily includes institutional investors, corporate clients seeking cross-border capital raising, and mainland Chinese retail and high-net-worth investors. The firm is part of China's broader push to internationalise its securities industry through Hong Kong.

274
Total licensed
79
Currently active
162
Arrivals tracked
104
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
47
🇭🇰Hong Kong
30
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
SIU Lam Ka, Susanna 蕭琳嘉
DealingCorp Finance
BJP2962026-05-07
CHAN Wai 陳瑋
Dealing
BSJ6212026-05-07
WEI Yingtong 韋映同
Corp Finance
BXO1832026-04-24
LAM Choi Wan 林彩雲
DealingCorp Finance
AXZ1952026-04-22
SO Man Kin, Calvin 蘇文堅
Corp Finance
BBH8942026-04-22
HUI Wai Yan, Kelly 許慧欣
DealingCorp Finance
APZ7932026-04-13
YEU Chiu Wah 姚昭華
DealingCorp Finance
ADR4632026-01-20
ZHANG Zhengwei 章郑伟
DealingCorp Finance
BXB4922025-11-25
XU Kaiwen 许开文
DealingCorp Finance
BVT6622025-10-21
GAO Shufa 高树发
DealingCorp Finance
BVT6632025-10-20
YANG Qian 楊嵌
Dealing
BKC4222025-09-30
LI Fangfang 李芳芳
Advising
BJO0382025-08-27
WANG Yufei 王雨菲
Dealing
BWS7912025-08-27
ZHAO Hanqing 趙漢青
Dealing
AZU9872025-04-29
LAM Kin Shing 林建盛
Corp Finance
BDY8642025-02-25
KONG Pak Yong Andy 江泊融
Dealing
BLI1062024-11-27
LI Sui Hong 李瑞航
DealingCorp Finance
BIA0322024-10-24
XU Chen 徐晨
DealingCorp Finance
BTK3322024-10-21
LI Yiduan 李乙端
DealingCorp Finance
BRJ8832024-10-15
WONG King Chung 黃勁聰
DealingCorp Finance
APB4072024-09-27
FENG Hao 馮浩
Advising
BUQ7802024-04-24
FU Shumeng 符抒萌
Dealing
BAO9262023-12-29
YE Yingmin
Dealing
BUB0672023-10-20
WONG Tak Ming 王德明
DealingAdvising
BKC4212023-06-28
SONG Yujuan 宋瑜娟
Dealing
BTT4172023-06-05
YANG Shu 楊舒
Dealing
BPW8272021-11-08
SHAO Ziye 邵子曄
DealingCorp Finance
BRS1952021-10-07
KONG Peishi 孔佩詩
Dealing
BBN8902021-09-20
YU Kun 于坤
DealingAdvising
AOT3392021-06-10
LONG Fei 龍飛
DealingAdvising
ARI0792021-06-09
CHEUNG Chui Mei 張翠美
Dealing
BNG5862020-11-23
ZHANG Sida 張思達
Advising
BPT2272020-11-03
WONG Hoi Ling 王海玲
Dealing
BJZ2542020-07-13
XIAO Nan 肖楠
Dealing
BPJ8332020-03-24
LI Jing 李兢
DealingAdvising
BPJ0072020-03-12
HUNG WING SHAN 熊詠珊
Dealing
BPJ8372020-02-07
NG Sui Man 吳瑞民
Dealing
AAD1752019-10-25
LI Ming 李明
Advising
AXK3322019-10-04
LIN Xingqiu 林興秋
Advising
BLM0402019-09-13
HU Qian 胡倩
DealingAdvising
ARB3022019-09-11
MANG Po Ping 孟保平
DealingCorp Finance
BAT8562018-04-16
TAN Yan 譚燕
DealingAdvising
AXV1242018-01-25
LAI Songbin 賴頌彬
Dealing
BHD2462018-01-04
DUAN Jingxian 段靜嫻
Advising
BLO8632017-12-01
LI Chengru 李承儒
Advising
BLN9142017-11-20
CHUANG I-Chu 莊易築
DealingCorp Finance
ANW3962017-07-26
YAU Chung Yuen 游松源
Dealing
BDE4902017-06-02
YANG SEN 楊森
Advising
BJO6442017-05-16
WONG Chun Wai 黃俊威
Dealing
AQI8982016-10-05
LI Chiu, Jamie 李超
DealingAdvising
ACN5752016-08-11

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.