西證(香港)期貨有限公司
Southwest Securities is the Hong Kong subsidiary of Southwest Securities Co., Ltd., a mid-tier Chinese state-owned brokerage headquartered in Chongqing. The firm holds licences for securities and futures dealing, advisory, corporate finance, and asset management, positioning it as a full-service offshore broker for mainland Chinese clients. Its very low level of active licensed persons suggests the Hong Kong operation has significantly scaled back or wound down its activities. The firm historically served mainland corporates seeking offshore listings and institutional clients requiring cross-border investment services.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| TONG Shing, Johnson 唐誠 DealingFuturesAdvisingAsset Mgmt | AOB604 | 2006-10-20 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.