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Guosen Securities

國信證券(香港)經紀有限公司

Guosen Securities (Hong Kong) is the offshore arm of Guosen Securities Co., Ltd., one of China's largest full-service securities firms headquartered in Shenzhen. In Hong Kong, it operates as a broker-dealer offering equities and futures trading, securities and futures advisory, corporate finance advisory, and asset management services. Its client base includes mainland Chinese institutional investors, corporates seeking cross-border capital markets access, and Hong Kong-based investors. The firm plays an important role in facilitating southbound and northbound capital flows under the Stock Connect programmes.

595
Total licensed
154
Currently active
345
Arrivals tracked
284
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
80
🇭🇰Hong Kong
58

People

Active SFC licences
Name CE# Joined
SHEN Rui 沈睿
DealingFuturesAdvisingAdv.Futures
BXQ8442026-05-05
YANG Yiwen 楊禕雯
DealingAdvisingAsset Mgmt
BOH2302026-05-04
WEI Yi 魏祎
Corp Finance
BXL2922026-05-04
LI Qinyi 李沁颐
DealingAdvisingAsset Mgmt
BXW1162026-05-04
ZOU Huiyang 邹会阳
Advising
BXL6622026-04-29
KWOK Wang Hei 郭宏禧
Corp Finance
BGN0492026-04-27
LIU Zhibo 劉智博
Corp Finance
BXI9172026-04-23
XU Qing 徐氫
Corp Finance
BXH8722026-04-22
SHI Yuting 石宇婷
Corp Finance
BXG9072026-04-21
HUANG Zixin 黃子忻
Corp Finance
BXH1722026-04-21
XIAO Yuxiang 肖玉祥
Corp Finance
BXH9632026-04-21
HU Yinqi 胡殷祺
Corp Finance
BXJ4902026-04-21
ZHOU Xin 周欣
Corp Finance
BXJ5692026-04-21
HONG Yun 洪運
Corp Finance
BXL0072026-04-21
CHEN Yuqing 陳宇清
Corp Finance
BXL0112026-04-21
WEN Xingjie 文星杰
Dealing
BXS6242026-04-17
LI Yiyang 李宜洋
Dealing
BXS7472026-04-02
LIU Dengcheng 劉登橙
Dealing
BXQ4782026-03-24
WEI Wenxuan 衛文軒
Dealing
BXR6972026-03-24
ZHANG Yuan 張源
DealingCorp Finance
BTG6982026-03-20
HE Likun 何立坤
Dealing
BXQ4772026-03-20
LIN Xiaofeng 林晓峰
DealingAdvising
BXS1652026-03-20
LIU Mengluan 刘孟峦
Advising
BXF9692026-02-24
XIAO Jingshu 肖婧舒
Advising
BXG1822026-02-24
HAO Wenjing 郝文菁
DealingAdvising
BOW9582026-02-12
KONG Piao 孔飘
DealingAdvising
BXO3532026-02-03
KONG Huawei 孔华巍
DealingAdvising
BXN1162026-01-27
FAN Chao 范超
Corp Finance
BXJ5682026-01-21
ZHANG Donghao 張東浩
Corp Finance
BXG9082026-01-20
LIU Yaxin 劉雅昕
Corp Finance
BXH7002026-01-20
LUO Yunpeng 羅雲鵬
Corp Finance
BXH8732026-01-20
YU Yingye 余英燁
Corp Finance
BXH9592026-01-20
WAN Joseph Jason 尹宸賢
DealingCorp Finance
AES2542026-01-13
LIU Jiaqi 劉佳琪
Advising
BXB3512025-12-08
LAU CHUNG SANG
DealingFuturesAdvisingAdv.Futures
BVK2822025-11-26
LEE Sze Wan 李詩韻
DealingFuturesAdvisingAdv.Futures
BDY7432025-11-10
LIN Huiteng 林輝騰
DealingAdvising
BVN9942025-11-10
CHEN Shuyuan 陳淑媛
Advising
BWY9732025-11-07
GUO Xiuyuan 郭修遠
Corp Finance
BTP3002025-10-30
XUN Yugen 荀玉根
Advising
BEE2902025-10-28
YE Liping 叶力萍
Corp Finance
BWQ6272025-10-14
ZHANG Xi 張熙
Advising
BWT3882025-10-09
LI Ruohan 李若晗
DealingFuturesAdvisingAdv.Futures
BWU7412025-10-09
HU Yilin 胡藝琳
DealingFuturesAdvisingAdv.Futures
BWS9062025-09-12
ZHANG Lin 章林
Corp Finance
BWS1782025-09-11
LUAN Xiaofei 栾小飛
Corp Finance
BWK1702025-09-04
ZHANG Kehua 張珂華
Corp Finance
BWH6422025-08-07
WU Weiwei 吳偉偉
Corp Finance
BWK7232025-08-01
ZHU Mengying 朱夢瑩
Corp Finance
BWN3892025-07-30
ZHOU Bo 周波
Corp Finance
BWM1432025-07-28