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Guosen Securities

國信證券(香港)經紀有限公司

Guosen Securities (Hong Kong) is the offshore arm of Guosen Securities Co., Ltd., one of China's largest full-service securities firms headquartered in Shenzhen. In Hong Kong, it operates as a broker-dealer offering equities and futures trading, securities and futures advisory, corporate finance advisory, and asset management services. Its client base includes mainland Chinese institutional investors, corporates seeking cross-border capital markets access, and Hong Kong-based investors. The firm plays an important role in facilitating southbound and northbound capital flows under the Stock Connect programmes.

610
Total licensed
160
Currently active
348
Arrivals tracked
287
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
77
🇭🇰Hong Kong
55

People

Active SFC licences
Name CE# Joined
FAN Hongsen 范泓森
Dealing
BUD9852026-07-31
ZHANG XiaoLi 章晓丽
DealingAdvising
BYD1022026-07-28
WU Haiming 吴海明
Corp Finance
BXN2662026-07-27
LIU Jian 劉劍
Corp Finance
BXN2672026-07-22
LUO Zijian 羅子健
Dealing
BXS1722026-07-21
YE Zi 叶子
Advising
BXX1382026-07-14
CHEN Yilin 陈怡琳
Corp Finance
BQI7992026-07-09
WANG Ding 王鼎
Advising
BXX1342026-07-09
HUA Fuxiu 花福秀
Corp Finance
BXN2722026-06-16
HUANG Sen 黃森
Corp Finance
BXL8982026-06-16
WONG Siu Ming 黃小明
DealingFuturesAdvisingAdv.Futures
BQC3172026-06-16
TANG Yingtao 唐英韬
Advising
BXO3582026-06-15
DENG Mingming 邓明明
DealingAdvisingAsset Mgmt
BYA4102026-06-12
LIU Jianhui 刘健辉
DealingAdvising
BYC9322026-06-11
YU Xingxing 虞星星
DealingCorp Finance
BXX7862026-05-26
XU Minhui 許敏慧
Corp Finance
BXL8992026-05-21
SHEN Rui 沈睿
DealingFuturesAdvisingAdv.Futures
BXQ8442026-05-05
YANG Yiwen 楊禕雯
DealingAdvisingAsset Mgmt
BOH2302026-05-04
WEI Yi 魏祎
Corp Finance
BXL2922026-05-04
LI Qinyi 李沁颐
DealingAdvisingAsset Mgmt
BXW1162026-05-04
KWOK Wang Hei 郭宏禧
Corp Finance
BGN0492026-04-27
LIU Zhibo 劉智博
Corp Finance
BXI9172026-04-23
XU Qing 徐氫
Corp Finance
BXH8722026-04-22
SHI Yuting 石宇婷
Corp Finance
BXG9072026-04-21
XIAO Yuxiang 肖玉祥
Corp Finance
BXH9632026-04-21
HU Yinqi 胡殷祺
Corp Finance
BXJ4902026-04-21
ZHOU Xin 周欣
Corp Finance
BXJ5692026-04-21
HUANG Zixin 黃子忻
Corp Finance
BXH1722026-04-21
CHEN Yuqing 陳宇清
Corp Finance
BXL0112026-04-21
HONG Yun 洪運
Corp Finance
BXL0072026-04-21
WEN Xingjie 文星杰
Dealing
BXS6242026-04-17
LI Yiyang 李宜洋
Dealing
BXS7472026-04-02
WEI Wenxuan 衛文軒
Dealing
BXR6972026-03-24
LIU Dengcheng 劉登橙
Dealing
BXQ4782026-03-24
ZHANG Yuan 張源
DealingCorp Finance
BTG6982026-03-20
HE Likun 何立坤
Dealing
BXQ4772026-03-20
LIU Mengluan 刘孟峦
Advising
BXF9692026-02-24
XIAO Jingshu 肖婧舒
Advising
BXG1822026-02-24
HAO Wenjing 郝文菁
DealingAdvising
BOW9582026-02-12
KONG Piao 孔飘
DealingAdvising
BXO3532026-02-03
KONG Huawei 孔华巍
DealingAdvising
BXN1162026-01-27
FAN Chao 范超
Corp Finance
BXJ5682026-01-21
LIU Yaxin 劉雅昕
Corp Finance
BXH7002026-01-20
LUO Yunpeng 羅雲鵬
Corp Finance
BXH8732026-01-20
YU Yingye 余英燁
Corp Finance
BXH9592026-01-20
ZHANG Donghao 張東浩
Corp Finance
BXG9082026-01-20
WAN Joseph Jason 尹宸賢
DealingCorp Finance
AES2542026-01-13
LIU Jiaqi 劉佳琪
Advising
BXB3512025-12-08
LAU CHUNG SANG
DealingFuturesAdvisingAdv.Futures
BVK2822025-11-26
LEE Sze Wan 李詩韻
DealingFuturesAdvisingAdv.Futures
BDY7432025-11-10