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Guosen Securities

國信證券(香港)經紀有限公司

Guosen Securities (Hong Kong) is the offshore arm of Guosen Securities Co., Ltd., one of China's largest full-service securities firms headquartered in Shenzhen. In Hong Kong, it operates as a broker-dealer offering equities and futures trading, securities and futures advisory, corporate finance advisory, and asset management services. Its client base includes mainland Chinese institutional investors, corporates seeking cross-border capital markets access, and Hong Kong-based investors. The firm plays an important role in facilitating southbound and northbound capital flows under the Stock Connect programmes.

624
Total licensed
172
Currently active
352
Arrivals tracked
289
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
109
🇭🇰Hong Kong
62
🌐Unknown
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
CHEN Linan 陈丽楠
DealingAdvising
BYQ0462026-10-08
WU Xinkun 吴信坤
Advising
BUT1182026-10-08
ZHU HUAIBIAO 朱怀瀌
DealingAdvising
BYO6562026-10-08
LAM Long Hin, Hiram 林朗軒
Corp Finance
AUX3692026-09-22
SHAO Yijie 邵逸杰
DealingAdvising
BYO9942026-09-21
ZHOU Siyan 周思言
DealingFuturesAdvisingAdv.Futures
BYN2442026-09-21
HU Xijuan 胡熙涓
DealingCorp Finance
BYJ6962026-09-21
WANG JIAJIA 王佳佳
Corp Finance
BXT7572026-09-21
YANG Yaohong 杨耀洪
Advising
BYL9062026-09-18
WANG Youchen 王又晨
DealingFuturesAdvisingAdv.Futures
BYO6532026-09-10
LOU Xiaohang 楼孝杭
DealingAdvising
BYK6072026-08-21
XU Guangze 徐广澤
DealingCorp Finance
BWI9002026-08-17
HE Zheming 何哲明
DealingFuturesAdvisingAdv.Futures
BNS0602026-08-12
XIAO Xianle 肖先樂
DealingAdvisingAsset Mgmt
BWY6782026-08-06
TENG Haibo 滕海波
Corp Finance
BXL2932026-08-03
CHENG Shuyuan 程书远
Corp Finance
BSM2532026-08-03
FAN Hongsen 范泓森
Dealing
BUD9852026-07-31
ZHANG XiaoLi 章晓丽
DealingAdvising
BYD1022026-07-28
WU Haiming 吴海明
Corp Finance
BXN2662026-07-27
LIU Jian 劉劍
Corp Finance
BXN2672026-07-22
LUO Zijian 羅子健
Dealing
BXS1722026-07-21
YE Zi 叶子
Advising
BXX1382026-07-14
WANG Ding 王鼎
Advising
BXX1342026-07-09
CHEN Yilin 陈怡琳
Corp Finance
BQI7992026-07-09
HUA Fuxiu 花福秀
Corp Finance
BXN2722026-06-16
WONG Siu Ming 黃小明
DealingFuturesAdvisingAdv.Futures
BQC3172026-06-16
HUANG Sen 黃森
Corp Finance
BXL8982026-06-16
TANG Yingtao 唐英韬
Advising
BXO3582026-06-15
DENG Mingming 邓明明
DealingAdvisingAsset Mgmt
BYA4102026-06-12
LIU Jianhui 刘健辉
DealingAdvising
BYC9322026-06-11
YU Xingxing 虞星星
DealingCorp Finance
BXX7862026-05-26
XU Minhui 許敏慧
Corp Finance
BXL8992026-05-21
SHEN Rui 沈睿
DealingFuturesAdvisingAdv.Futures
BXQ8442026-05-05
WEI Yi 魏祎
Corp Finance
BXL2922026-05-04
YANG Yiwen 楊禕雯
DealingAdvisingAsset Mgmt
BOH2302026-05-04
LI Qinyi 李沁颐
DealingAdvisingAsset Mgmt
BXW1162026-05-04
KWOK Wang Hei 郭宏禧
Corp Finance
BGN0492026-04-27
LIU Zhibo 劉智博
Corp Finance
BXI9172026-04-23
XU Qing 徐氫
Corp Finance
BXH8722026-04-22
HUANG Zixin 黃子忻
Corp Finance
BXH1722026-04-21
SHI Yuting 石宇婷
Corp Finance
BXG9072026-04-21
ZHOU Xin 周欣
Corp Finance
BXJ5692026-04-21
HU Yinqi 胡殷祺
Corp Finance
BXJ4902026-04-21
XIAO Yuxiang 肖玉祥
Corp Finance
BXH9632026-04-21
HONG Yun 洪運
Corp Finance
BXL0072026-04-21
CHEN Yuqing 陳宇清
Corp Finance
BXL0112026-04-21
WEN Xingjie 文星杰
Dealing
BXS6242026-04-17
LI Yiyang 李宜洋
Dealing
BXS7472026-04-02
LIU Dengcheng 劉登橙
Dealing
BXQ4782026-03-24
WEI Wenxuan 衛文軒
Dealing
BXR6972026-03-24