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Shenwan Hongyuan

申萬宏源融資(香港)有限公司

Shenwan Hongyuan (HK) is the Hong Kong subsidiary of Shenwan Hongyuan Securities, a major Chinese brokerage formed through the merger of Shenyin & Wanguo Securities and Hongyuan Securities. The firm is licensed for dealing in and advising on securities and futures, corporate finance advisory, and asset management in Hong Kong. It primarily serves mainland Chinese institutional investors, listed companies, and high-net-worth individuals seeking cross-border investment and capital markets services. The firm is known for its strong equity research coverage of Chinese A-share and Hong Kong-listed companies.

499
Total licensed
74
Currently active
190
Arrivals tracked
235
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
53
🇭🇰Hong Kong
21

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LAI King Wai 黎景威
AdvisingAdv.Futures
AQC3122026-09-29
LIU Yang 刘洋
Advising
BYN9582026-09-22
LAO Hong Fat 劉康發
AdvisingAdv.Futures
AQQ1272026-09-18
ZHAO Zhangwan 赵张琬
DealingCorp Finance
BYL9592026-08-05
NG Sai Leung 吳世良
DealingCorp Finance
AFM6662026-07-27
YU Zhenghao 余政昊
DealingCorp Finance
BXI3632026-07-24
CHAN Chui Shan Cynthia 陳翠珊
DealingCorp Finance
BHH3582026-07-16
JIANG Lan 姜澜
DealingCorp Finance
BYG6732026-07-06
XU Yujie 徐宇捷
DealingCorp Finance
BXY2172026-04-29
ZENG Xiaohao 曾晓昊
Corp Finance
BXW4022026-04-20
HU Boyu 胡博宇
Corp Finance
BET7812026-04-20
LIU Xinwen 劉馨文
AdvisingAsset Mgmt
BRN6882026-03-09
PAN Linglei 潘凌蕾
Advising
BHC5452026-02-10
CHENG Dong 成东
DealingCorp Finance
BXJ8412026-01-21
ZHAO Xudan 赵旭丹
DealingCorp Finance
BXI6252026-01-20
ZHA Daxin 查大鑫
DealingAdvisingCorp Finance
BXL7692026-01-15
SHEN Siyuan 沈思元
DealingCorp Finance
BXI2212026-01-05
ZHENG Chunding 郑春定
DealingCorp Finance
BXI5472026-01-05
ZHOU ZIWEI 周子惟
DealingCorp Finance
BXH5262025-12-18
LUK Pan Lung 陸品隆
DealingAdvisingCorp Finance
BMB2102025-12-08
XU Bowen 徐博文
DealingCorp Finance
BQG5402025-10-13
WU Yingjiang 吳映江
AdvisingAsset Mgmt
BWV6642025-09-11
ZHANG YANG 张阳
DealingCorp Finance
BVW8502025-02-05
YAN Rongrong 颜熔荣
DealingCorp Finance
BVW6212025-01-27
ZHU YUMING 朱雨铭
DealingCorp Finance
BVW6192025-01-27
RUI GANG 芮刚
DealingCorp Finance
BVW6182025-01-27
LUO Hongwei
AdvisingAsset Mgmt
BVL6962024-12-17
HU Mengting 胡梦婷
Advising
BVI6872024-09-13
XIE Zhuoyun 谢卓韫
DealingAdvisingCorp Finance
BVH9402024-09-03
ZHOU Ziyi 周梓怡
AdvisingAdv.Futures
BSZ0432024-02-06
FUNG Yu Ching 馮愈晴
Advising
AWN1562023-09-28
LIU Yinan 劉逸南
DealingAdvisingCorp Finance
AYC6742023-09-19
LI Sung Tat 李崇達
DealingCorp Finance
AUN1032023-08-31
LIU Fei 劉菲
AdvisingAdv.Futures
BTX7232023-07-20
TIAN Guanhua 田冠華
DealingAdvisingCorp Finance
BOP4712022-11-04
CUI Guoqiang 崔国強
AdvisingAsset Mgmt
BGT8522022-10-12
XIA Jiali 夏嘉励
Advising
BSW5922022-09-19
CHEN Cheng 陳誠
DealingAdvisingCorp Finance
BFY6402022-09-08
ZHU Yi 朱忆
DealingAdvisingCorp Finance
BSP7172022-09-06
CAI Yuxiang 蔡宇翔
DealingAdvisingCorp Finance
BOF9082022-09-06
XU Qiwen 許綺雯
DealingAdvisingCorp Finance
BIC4572022-07-26
LI Mao 李懋
DealingAdvisingCorp Finance
BOI8802022-06-06
YU Lili 俞力黎
DealingAdvisingCorp Finance
BRX8222022-01-28
YANG Liu 楊柳
AdvisingAsset Mgmt
BSA1832022-01-27
GU Xinchen 顾心辰
DealingAdvisingCorp Finance
BRY5402021-12-29
CHAN Wai Tai, Polly 陳偉娣
DealingAdvisingCorp Finance
AMM3382021-11-30
CHAN Sze 陳詩
DealingAdvisingCorp Finance
BOK5022021-11-24
YIN Ruihan 尹蕤菡
DealingAdvisingCorp Finance
BDE1312021-11-02
QIN Xuan 秦炫
DealingAdvisingCorp Finance
BBH9212021-10-21
LIU Joseph
DealingAdvisingCorp Finance
AXD1202021-09-10

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.