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Legg Mason

美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)

Legg Mason was a prominent American asset management firm that operated in Hong Kong as a full-service investment manager. Its Hong Kong operations offered a broad range of services including dealing, advising on securities and futures, corporate finance advisory, and asset management. The firm primarily served institutional investors, pension funds, and retail clients through its suite of mutual funds and separately managed accounts. Legg Mason was acquired by Franklin Templeton in 2020, which led to the winding down of its standalone SFC-licensed operations in Hong Kong.

166
Total licensed
0
Currently active
43
Arrivals tracked
75
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available