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Guolian Securities

國聯證券國際資產管理有限公司

Guolian Securities is the Hong Kong arm of Guolian Securities Co., Ltd., a mid-sized Chinese securities firm headquartered in Wuxi, Jiangsu Province, and listed on the Shanghai Stock Exchange. The Hong Kong entity provides a full suite of capital markets services including securities dealing, research, corporate finance advisory, and asset management, serving as the firm's international platform. Its client base spans mainland Chinese corporates seeking offshore capital raising, institutional investors, and Hong Kong-based investors requiring access to A-share and Hong Kong equity markets. The firm has been active in expanding its cross-border capabilities, including involvement in Hong Kong IPOs and bond issuances for Chinese issuers.

67
Total licensed
36
Currently active
34
Arrivals tracked
16
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
28
🇭🇰Hong Kong
6

People

Active SFC licences
Name CE# Joined
LIU Yuchen 刘雨辰
Advising
BXW3082026-05-04
CHEN Tianshiyu 陈甜诗雨
Dealing
BXU7712026-04-21
HUO Hongye 霍洪晔
Asset Mgmt
BXS2102026-03-30
LI Boyu 李伯语
Advising
BXP9722026-03-10
GENG Runping 耿润平
Dealing
BXO5242026-02-27
NI Ruochong 倪若冲
Dealing
BXH8912026-01-07
XU Zhiwei 徐志唯
Corp Finance
BXF1232026-01-02
JIANG Wei 姜惟
DealingAdvisingCorp Finance
BKF7102025-12-15
ZHENG Feng 郑锋
Corp Finance
BXD8592025-12-11
LI Huihong 李慧红
Corp Finance
BXC7302025-12-09
ZHOU Jiayi 周嘉懿
Corp Finance
BXD9852025-12-09
YANG Lu 楊璐
Corp Finance
BXB8912025-11-20
LUK Pui Chi 陸佩芝
DealingAdvisingCorp Finance
AWJ2792025-11-06
CHAN Toi Hing, Jostein 陳代興
Dealing
AEZ1332025-07-16
YEE Pui Fonk, Janet 余笩昉
DealingAdvisingCorp Finance
AED7862025-07-11
BAO Chengchao 包承超
Advising
BTV7972024-12-20
Hui Sharon 許藹倫
DealingAdvisingAsset Mgmt
BVS1232024-12-16
LIU Xinyue 刘心悦
DealingAdvisingCorp Finance
BUQ0072024-11-12
GAO Rui 高睿
DealingAdvising
BVI8392024-09-12
IP Sin Nam Ingrid 葉善嵐
Dealing
BTB1772024-08-14
QIN Shuai 秦帥
Dealing
BVF7332024-08-14
DU Yuxi 杜玉曦
DealingAdvising
AQD4012024-06-11
ZHANG Xiaotian 张晓天
DealingAdvising
BUS2142024-05-03
PENG Yuqiu 彭予秋
DealingAdvising
BUU1792024-05-03
WANG Huilin 王慧林
DealingAdvising
BUS4392024-04-30
YANG Lingxiu 楊灵修
Advising
AVH9362024-01-08
SHE Rui 佘睿
DealingAdvising
BUA0382023-08-16
FAN Jia 范佳
DealingAsset Mgmt
BEB0832023-06-15
CHAI Wang 柴望
Dealing
BTR2062023-05-23
ZHU Yucheng 朱瑜程
Corp Finance
BTK6912023-03-07
LAW Cho Kwan Derek 羅祖坤
Corp Finance
BLI0672023-01-26
YAO Dawei 姚達唯
DealingAdvisingAsset Mgmt
BTH6322023-01-04
SONG Jia 宋甲
DealingAdvisingAsset Mgmt
BRH4032022-01-18
CHEN Dian 陳典
DealingAdvising
BRW3042021-11-12
HU Rui 胡芮
DealingAdvisingAsset Mgmt
BRA7742021-04-15
LIU Hanhua 劉漢華
Asset Mgmt
AUW2432020-12-15