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Pearl International Securities Limited

尚源國際證券有限公司

Pearl International Securities Limited is a small Hong Kong securities and asset management firm licensed for Dealing in Securities, Advising on Securities, and Asset Management. The firm provides a combined offering of securities brokerage, investment advice, and discretionary portfolio management to its clients. Its client base likely consists of retail investors and high-net-worth individuals seeking integrated dealing and wealth management services. The firm operates as a boutique with a modest team of active licensed personnel.

11
Total licensed
4
Currently active
8
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
LUI Wai Man 呂偉文
DealingAdvisingAsset Mgmt
AIU1922026-04-10
WONG Ka Chun 黃家俊
DealingAdvisingAsset Mgmt
BAI7612024-09-30
GUO Qianyu 郭倩瑜
DealingAdvisingAsset Mgmt
BVD6132024-09-24
LIU Xiaotian 劉笑天
DealingAdvisingAsset Mgmt
BUM1152024-02-16