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Puming Securities Limited

浦明證券有限公司

Puming Securities Limited is a small securities firm holding SFC licences for dealing in securities, advising on securities, and asset management. The firm provides integrated securities brokerage, investment advisory, and portfolio management services, likely catering to Chinese-speaking investors. Its client base likely includes retail and high-net-worth individuals, particularly those with interests in Chinese and Hong Kong capital markets. The firm operates as a full-service boutique combining execution and advisory capabilities.

5
Total licensed
4
Currently active
3
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
3
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
LI Kaichang 李開暢
DealingAdvisingAsset Mgmt
BWO4872025-09-17
WANG Fang 王放
DealingAdvisingAsset Mgmt
BJI1582025-01-13
HU Nian 胡念
DealingAdvisingAsset Mgmt
BAA3382024-05-06
SONG Xiukui 宋秀魁
DealingAdvisingAsset Mgmt
BBE4582024-05-06