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The Core Securities Company Limited

核聚證券有限公司

The Core Securities Company Limited is a Hong Kong-based boutique broker and asset manager licensed for securities dealing, leveraged foreign exchange trading, securities advisory, and asset management. The firm provides retail and possibly high-net-worth clients with brokerage execution, FX trading services, and discretionary portfolio management. Its diversified licence portfolio suggests it serves a broad local clientele seeking both investment and currency trading solutions. As a smaller independent firm, it likely operates within niche market segments of the Hong Kong retail financial services space.

46
Total licensed
6
Currently active
34
Arrivals tracked
24
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA3 · Leveraged FX TradingRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WONG Tracy Po-yi 黃寶兒
DealingAdvisingAsset Mgmt
BCA2642026-09-01
LAU Tak Man 劉德民
DealingAdvisingAsset Mgmt
BKB4062026-09-01
LI Kaichang 李開暢
DealingAdvisingAsset Mgmt
BWO4872026-07-29
YU Jinlin 余錦霖
DealingAdvisingAsset Mgmt
BVH0722025-11-04
LUO Li 羅立
DealingAdvisingAsset Mgmt
BWY6342025-10-30
ZHANG Bo 張博
DealingLeveraged FXAdvisingAsset Mgmt
BQP5592021-01-29

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.