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Shun Heng Securities Limited

信亨証券有限公司

Shun Heng Securities Limited is a Hong Kong-based boutique financial firm holding licences for securities dealing, advisory, corporate finance advisory, and asset management. The firm provides a range of financial services including brokerage, investment advice, capital markets advisory, and portfolio management to its clients. Its corporate finance licence suggests involvement in advising on equity capital markets transactions or corporate advisory engagements for listed companies. It likely serves a mix of retail, high-net-worth, and small corporate clients within the Hong Kong and broader Greater China financial ecosystem.

38
Total licensed
3
Currently active
17
Arrivals tracked
23
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
CHEN Zhenzhen 陳臻臻
Dealing
AYI9342026-01-14
LIN Peicong 林培聰
Dealing
ANB7352018-04-10
CHAN Sui Kwan, Anita 陳瑞群
Dealing
AEZ7062005-04-14