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Tai Shing Stock Investment Co. Limited

大盛証券投資有限公司

Tai Shing Stock Investment Co. Limited is a traditional Hong Kong securities firm with licences covering dealing and advising on securities, corporate finance advisory, and asset management. The firm appears to be a multi-service local brokerage offering securities trading, investment advice, corporate finance services, and portfolio management. Its client base likely consists of retail investors, high-net-worth individuals, and small corporates in Hong Kong. The firm represents a classic model of a locally-rooted Hong Kong financial house serving the community's investment and capital market needs.

66
Total licensed
8
Currently active
21
Arrivals tracked
24
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8

People

Active SFC licences
Name CE# Joined
NG Kei Choy, Stephen 吳其材
Dealing
AAG3602018-07-04
TAM Suk Chi Quinnie 譚淑孳
DealingAdvisingAsset Mgmt
AWW4542011-03-16
KWOK Tsz Ching 郭子靜
DealingAdvisingAsset Mgmt
AUH3992009-12-03
Lui Chi Yuen 呂子元
DealingAdvisingAsset Mgmt
ANG2322008-10-13
TAM Suk Yan, Tammy 譚淑欣
DealingAdvisingCorp FinanceAsset Mgmt
ADQ1582003-04-01
LI Kit Ling 李潔玲
DealingAdvisingCorp FinanceAsset Mgmt
AEB5642003-04-01
HUNG Shuk Chong 洪淑莊
DealingAdvisingCorp FinanceAsset Mgmt
AEZ0382003-04-01
MOK Hoi Yan 莫愷欣
DealingAdvisingCorp FinanceAsset Mgmt
AGD0882003-04-01