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Tai Wah Securities Limited

大華證券有限公司

Tai Wah Securities Limited is a Hong Kong-based securities firm that held SFC licences for dealing in securities, advising on securities, advising on corporate finance, and asset management, reflecting a full-service financial services offering. The firm likely served retail and corporate clients with brokerage, investment advisory, and corporate finance services, possibly with a focus on Hong Kong-listed equities. The inclusion of asset management and corporate finance licences suggests the firm was positioned to serve both individual investors and business clients. With no currently active licensed persons, the firm appears to have ceased operations.

7
Total licensed
0
Currently active
0
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available