SSFC Flows
← All firms
Broker-DealerActive

Wah Sang Securities Limited

華生證券有限公司

Wah Sang Securities Limited is a small Hong Kong securities firm holding a broad range of SFC licences covering securities dealing, advisory, corporate finance, and asset management. It likely serves retail and small corporate clients with securities brokerage services alongside occasional corporate advisory mandates. The firm's name and local character suggest it is a traditional Hong Kong-based financial services provider. Its diversified licence portfolio indicates ambitions to offer a full suite of financial services despite its modest scale.

7
Total licensed
1
Currently active
1
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
LEE Lock Wai, Andrew 李樂維
DealingAdvisingCorp FinanceAsset Mgmt
ADU4542003-04-01