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S W Woo And Company Limited

榮興證券有限公司

S W Woo and Company Limited is a boutique Hong Kong financial firm holding SFC licences spanning dealing in securities, advising on securities, advising on corporate finance, and asset management. This broad licence set indicates it operates as a multi-service financial intermediary, offering brokerage, investment advisory, corporate finance advisory, and portfolio management. Its client base likely includes high-net-worth individuals, family offices, and smaller corporates seeking capital markets and M&A-related advisory services. The firm maintains an active licensed presence, suggesting ongoing operations in the Hong Kong market.

6
Total licensed
5
Currently active
0
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
WOO Sau Wing 胡壽榮
DealingAdvisingCorp FinanceAsset Mgmt
AAI3712003-04-01
MOK Kam Fong, Lily 莫錦芳
DealingAdvisingCorp FinanceAsset Mgmt
AAI9892003-04-01
WOO Woon Ping 胡煥屏
DealingAdvisingCorp FinanceAsset Mgmt
ABF7212003-04-01
WONG Shau King 黃秀琼
DealingAdvisingCorp FinanceAsset Mgmt
ADX8912003-04-01
WOO CHANG Sau Wei, Anissa 胡張秀慧
DealingAdvisingCorp FinanceAsset Mgmt
AEI6052003-04-01