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Ling Securities Limited

榮業證券有限公司

Ling Securities Limited is a Hong Kong securities firm holding a broad range of SFC licences including dealing in securities, advising on securities, advising on corporate finance, and asset management. This comprehensive licensing suggests the firm operated as a full-service broker-dealer offering execution, investment advice, corporate finance advisory, and portfolio management services. Its client base likely spanned retail investors, small corporates, and high-net-worth individuals. The firm currently has no active licensed persons, indicating it has likely wound down operations.

6
Total licensed
0
Currently active
0
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available