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K.L. Securities Company

淦聯證券投資公司

K.L. Securities Company is a small, now-inactive Hong Kong securities firm that held a broad range of SFC licences covering dealing, advisory, corporate finance, and asset management. Its business likely encompassed retail and high-net-worth client brokerage, investment advisory services, and corporate finance advisory for smaller listed or pre-IPO companies. The firm appears to have catered to a mix of individual and corporate clients in the local market. With no active licensed persons remaining, the firm has effectively ceased regulated operations.

7
Total licensed
0
Currently active
0
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available