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Karl-Thomson Securities Company Limited

高信證券有限公司

Karl-Thomson Securities Company Limited is a Hong Kong-based financial services firm with a comprehensive set of SFC licences covering securities dealing, advisory, corporate finance, automated trading services, and asset management. The inclusion of an Automated Trading Services licence is distinctive, suggesting the firm operates electronic trading infrastructure or algorithmic trading platforms in addition to traditional brokerage and advisory services. Its client base likely spans institutional traders, corporate clients, and professional investors. The firm positions itself as a technology-enabled multi-service securities house within the Hong Kong market.

112
Total licensed
18
Currently active
22
Arrivals tracked
43
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
18

People

Active SFC licences
Name CE# Joined
WONG Hin Yat 黃衍一
Dealing
BMQ3492021-03-11
WONG Mei Wah 黃美華
Dealing
ADX5952018-09-03
FAN Chin Pang, Paul 范展鵬
Dealing
AFU8922017-08-30
CHAN Ka Yee, Erika 陳嘉怡
Dealing
AQI8162015-05-06
LAW King Yan 羅景仁
Dealing
ABF8112009-10-12
FUNG Si Luen, Darryl 馮思倫
DealingAsset Mgmt
AGO3292009-04-28
FUNG Ching Man 馮靜文
Dealing
AEA6772009-02-12
FAN Chi Ming 范智明
Dealing
ADS0592009-02-02
CHENG Wing Hung 鄭永鴻
Dealing
ABR0412006-10-16
WONG Mei Ling 黃美玲
Dealing
AMS3852006-07-05
NAM Kwok Lun 藍國倫
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AAA2052003-04-01
CHUNG Kam Fun, Ivy 鍾錦芬
DealingAdvisingCorp FinanceAuto Trading
AAA2162003-04-01
NG Mei Kuen 吳美娟
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AAA2322003-04-01
SUNG Wing Yiu 宋榮耀
DealingAuto TradingAsset Mgmt
AAA6772003-04-01
CHAN Dao Chong 陳道庄
DealingAdvisingCorp FinanceAuto Trading
ABF7672003-04-01
LAI Man Kei 黎文琪
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABN5262003-04-01
CHAN Lap Kwan 陳立群
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABO6652003-04-01
KUNG Chi Shing 龔志成
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AEZ4622003-04-01