SSFC Flows
← All firms
Broker-DealerActive

Tung Tai Securities Company Limited

東泰證券有限公司

Tung Tai Securities Company Limited is a well-established Hong Kong securities firm holding a broad range of SFC licences including dealing, advising, corporate finance advisory, automated trading services, and asset management. The firm provides a comprehensive suite of financial services including stock brokerage, corporate finance advisory for listings and fundraising, and portfolio management. Its automated trading services licence is distinctive, indicating involvement in electronic or algorithmic trading infrastructure. Tung Tai serves a mix of retail, corporate, and institutional clients in the Hong Kong market.

29
Total licensed
4
Currently active
14
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
LEE Vincent Marshall Kwan Ho 李君豪
DealingAdvising
AAK2132025-11-18
LEE Si Kar, Loretta 李斯嘉
DealingAdvisingAuto Trading
AAG2122003-04-01
CHENG Ngoi Ming 鄭藹明
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABN6562003-04-01
CHEE Weng Yan, Wendy 朱穎茵
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABZ8892003-04-01