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Tat Lee Securities Company Limited

達利證券有限公司

Tat Lee Securities Company Limited is a Hong Kong-based securities firm holding a broad set of SFC licences covering dealing in securities, advising on securities, corporate finance advisory, and asset management. The firm provides securities brokerage, investment advisory, and corporate transaction support services, likely catering to retail, high-net-worth, and corporate clients. It maintains a modest active team, suggesting it operates as a small independent broker-dealer with ancillary advisory services. The firm may have historical ties to the broader Tat Lee financial brand known in the Asian banking sector.

30
Total licensed
6
Currently active
3
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6

People

Active SFC licences
Name CE# Joined
MA Kim Yin 馬劍賢
Dealing
ALC0232012-06-29
LEUNG Wai Yu 梁惠瑜
Dealing
ATO1912009-08-31
TANG Siu Lung 鄧兆龍
Dealing
ANF0432006-05-02
KAM Wai Hing 金蕙卿
DealingAdvisingCorp FinanceAsset Mgmt
AAH3992003-04-01
CHU Tak Sing, Samuel 朱德勝
DealingAdvisingCorp FinanceAsset Mgmt
AAH4042003-04-01
LAW Fong Sim 羅晃嬋
DealingAdvisingCorp FinanceAsset Mgmt
AEY1462003-04-01