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Tai Fung Securities Limited

大豐證券有限公司

Tai Fung Securities Limited is a Hong Kong-based securities firm with a comprehensive set of SFC licences covering dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm provides a full suite of financial services including brokerage, investment advisory, corporate finance advisory, and portfolio management, likely catering to a broad range of clients in the Hong Kong and Greater China markets. Its client base likely spans retail investors, high-net-worth individuals, and small to mid-cap corporate clients seeking capital markets and advisory support. The firm may be affiliated with or related to Tai Fung Bank, a Macau-based bank with significant presence in the Greater China region.

21
Total licensed
2
Currently active
11
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
ZHANG Xiangyu 張翔宇
Dealing
AXO6532022-07-27
GUO RUI 郭銳
Dealing
BRV3302022-07-27