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Caitong International Securities

財通國際證券有限公司

Caitong International Securities is the Hong Kong brokerage arm of Caitong Securities, a mid-sized Chinese securities firm headquartered in Hangzhou, China. The firm is licensed for dealing in securities and advising on securities, focusing on providing brokerage and investment advisory services primarily to mainland Chinese institutional and retail investors seeking access to Hong Kong's equity markets. As a Chinese broker with a Hong Kong presence, it benefits from northbound and southbound Stock Connect flows under the mutual market access programme. Its business model is oriented towards serving cross-border investment needs of mainland clients.

128
Total licensed
28
Currently active
119
Arrivals tracked
68
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
22
🇨🇳China
6

People

Active SFC licences
Name CE# Joined
WONG Chow Wah 黃秋華
Dealing
ABP4482026-03-04
CHUNG Wai Ming, Roger 鍾偉明
Dealing
ADK2762025-12-23
KWOK Kwong Yin 郭廣賢
Dealing
BCD6222025-05-13
TAM Yan Wang 譚恩泓
DealingAdvising
BBI7832024-06-19
RUAN Li 阮靂
DealingAdvising
BUJ1262024-02-01
ZHOU Penghui 周鵬輝
DealingAdvising
BTY4292023-09-05
CHAN Chung Hang Vincent 陳中行
Dealing
BAD3732023-05-05
KWOK Tack Yan 郭德恩
Dealing
AAI3672022-11-01
ZHAO Yining 趙依宁
DealingAdvising
BGC4252022-07-29
LEE Ka Ki 李家祺
DealingAdvising
AVT0652022-06-15
HUANG Han 黃涵
DealingAdvising
BPN7342022-05-26
TONG Yuk Sun 唐玉臣
Dealing
AAB8452022-05-05
NG Chi Fat, Summy 伍志發
Dealing
AAA5482022-04-01
OU Qiuyan 歐秋燕
Dealing
BIO9162020-09-17
POON Wing Man 潘詠雯
Dealing
ARC1432019-09-17
NI Ying 倪瑩
Dealing
BNB0492018-08-07
KAN Michelle Katherine Maygig 簡美潔
Dealing
AQJ0342017-08-25
HONG Xinguang 洪信光
Dealing
BJS9392017-08-01
LAU Tsz Yeung 劉子楊
Dealing
BEQ7222017-07-14
TAM Cheuk Ho 譚卓豪
Dealing
BCG6212017-04-20
CHOI Marcus 蔡耀賢
Dealing
BHP0932016-06-10
LEUNG Siu Mun 梁小敏
DealingAdvising
AGK9892016-04-13
MAK Chong Kei, Vincent 麥創基
Dealing
APL6812015-11-12
HO Yuk Wa, Janet 何鈺華
Dealing
AGK1532015-11-10
LEE Ming Cere 李明思
Dealing
AGL9262015-11-10
YEUN Sin Yee 印倩怡
DealingAdvising
AEY6782015-06-11
CHAN Sei Yuen 陳詩苑
Dealing
AQQ6832015-04-23
QIAN Bin 錢斌
DealingAdvising
AZF0762012-08-01