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CAIIS Limited

CAIIS Limited was a Hong Kong-based securities advisory firm licensed for dealing in and advising on securities. With no currently active licensed persons, the firm appears to have ceased operations and is likely dormant or wound down. Based on its licence scope and name, CAIIS may have operated as a boutique investment advisory or introducing broker serving institutional or professional investors. Limited public information is available on this firm, suggesting it operated as a relatively small or specialised entity within the Hong Kong financial ecosystem.

124
Total licensed
0
Currently active
18
Arrivals tracked
29
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

People

Active SFC licences

No data available