國泰證券(香港)有限公司
Cathay Securities is a Hong Kong-based securities broker licensed for dealing in and advising on securities. The firm operates as a local retail and institutional brokerage, providing trading execution and basic investment advisory services to clients in Hong Kong. Its relatively streamlined licence portfolio suggests a focused brokerage model without corporate finance or asset management activities. The firm serves retail investors and potentially smaller institutional clients seeking equity market access in Hong Kong and China.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| KUNG Hwei Kuok 龔惠国 DealingAdvising | AWI434 | 2026-01-14 | |
| CHONG Wing Hong 張穎康 DealingAdvising | BKN190 | 2024-11-05 | |
| YANG Huai Yu 楊懷昱 DealingAdvising | BUY859 | 2024-05-22 | |
| HO Man Ho 何文浩 DealingAdvising | BUP013 | 2024-02-01 | |
| LI Yuan Hong 李沅鴻 DealingAdvising | BII903 | 2023-05-08 | |
| LI Gengshuo 李耕碩 DealingAdvising | BQQ694 | 2023-03-30 | |
| SHU Liangfeng 舒良峰 DealingAdvising | BGB337 | 2021-02-18 | |
| CHANG Cheng Yu 張承祐 DealingAdvising | BOP561 | 2019-07-17 | |
| KWAN Pak Him 關柏謙 Dealing | BDU278 | 2018-10-30 | |
| LAM Kai Wing, Kevin 林繼榮 DealingAdvising | ABM100 | 2018-07-26 | |
| CHEN Chi-wu 陳計伍 DealingAdvising | BGH475 | 2015-10-12 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.