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Prior Securities Limited

昇悅證券有限公司

Prior Securities Limited is a small Hong Kong broker-dealer licensed solely for dealing in securities, operating primarily as an execution-focused brokerage. The firm serves a limited client base, likely comprising professional or institutional investors requiring straightforward equity execution services in Hong Kong markets. Its minimal active presence suggests it operates on a small scale or is in the process of winding down. It is characteristic of the many niche execution brokers registered with the SFC.

24
Total licensed
1
Currently active
21
Arrivals tracked
17
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
CHIU Ka Wik Galric 趙葭域
Dealing
BOQ9012019-08-23