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Broker-DealerInactive

FTN Financial Asia

FTN Financial Asia is a Hong Kong-registered securities firm holding a single SFC licence for dealing in securities, indicating it operated as an execution-focused brokerage without advisory or asset management functions. The firm likely served as an intermediary providing securities execution services to institutional or professional investor clients in Hong Kong and regional markets. Its narrow licence scope and absence of active licensed persons suggest it may have functioned as a conduit for specific brokerage flows before ceasing operations. Little public information is available, indicating it was a small, specialised entity.

16
Total licensed
0
Currently active
5
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in Securities

People

Active SFC licences

No data available