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Daiwa

大和住銀投信投資顧問(香港)有限公司

Daiwa Securities is the Hong Kong subsidiary of Daiwa Securities Group, Japan's second-largest brokerage, providing investment banking, securities broking, research, and asset management services in Asia. Its Hong Kong operations focus on Japanese and pan-Asian equities, fixed income, derivatives, and corporate finance advisory including ECM and DCM transactions. The firm primarily serves institutional investors, Japanese corporates with Asia-Pacific exposure, and regional companies seeking Japanese investor access. Daiwa is well known in Hong Kong for its strong Japan-related equity research and its role as a bridge between Japanese capital and Asian issuers.

1,001
Total licensed
97
Currently active
395
Arrivals tracked
371
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
39
🇨🇳China
24
🇯🇵Japan
19
🇺🇸United States
4
🇬🇧United Kingdom
2
🇮🇳India
2
🇰🇷South Korea
2
🇹🇼Taiwan
2
🌐GR
1
🌐Unknown
1

People

Active SFC licences
Name CE# Joined
YANG Jing 阳景
Advising
BIX5392026-05-07
TERUYA Takashi
Dealing
BWR2852026-04-21
LIANG Xinle 梁馨乐
Advising
BXT6362026-04-21
LIN I-Shiuan 林易萱
Advising
BXR6072026-03-26
KATO Nobutaka
Dealing
BRQ0572026-03-23
ZENG Xuesong 曾雪松
Advising
BUQ1852026-03-23
KIM Yong Jun
Dealing
BXP5582026-03-11
LEE Michael Le Jin 李樂進
DealingAdvising
BRI0822026-03-10
LIU Qingli 劉青俐
Advising
BSH0272026-03-09
CO Hau Yee Elkey 許巧宜
Dealing
BXQ3922026-03-04
YUAN Hang 袁航
Dealing
BXD8462025-12-17
ZHANG Yunfeng 張雲峰
Advising
BTT0682025-11-18
LIU Po Wen 劉博文
Dealing
ATL5042025-09-01
AKIYAMA Masato
Dealing
BWT6392025-09-01
HAN Baoqing 韓宝卿
Advising
BWQ8002025-08-13
HU Yihao 胡逸豪
Dealing
BTH9522025-08-05
LI Xiangyu 李翔宇
Dealing
BUV1322025-08-04
DOERING Michael Roger
DealingFutures
ANQ2402025-07-15
GOTO Hiroyuki 合戶宏之
DealingFuturesAdvising
ASU2032025-06-06
LI Yinxuan 李胤萱
DealingCorp Finance
BUB0522025-05-08
ZHUANG Tsz Kit 庄梓傑
DealingAdvisingCorp Finance
BRK3572024-12-31
CHEN Xingrui 陈星睿
DealingCorp Finance
BVI4042024-09-04
LI Chenhao 李宸昊
DealingCorp Finance
BVI1922024-09-02
YU Zhihui 余祉慧
Advising
BVH6742024-08-28
CHEN Leixi 陳蕾西
DealingAdvising
BVE1262024-07-18
KOMORI Masatoshi
Dealing
BVC0222024-07-02
CHOTAI Viraj Jashvant
DealingCorp Finance
BVA3702024-06-04
YOSHIZUMI Robert Kei
Dealing
ARV0672024-05-23
TAKEUCHI Yusuke
DealingCorp Finance
BTB7592024-04-11
DENG Jiatian 鄧嘉天
Dealing
BLS7472024-04-03
LUO Xiangzi 羅湘子
DealingCorp Finance
BFF1822024-02-02
TAKEUCHI Miki
Dealing
BBP8912024-01-08
CHAN Man Shun 陳文信
DealingCorp Finance
AXN0452023-12-21
YOSHIOKA Shun
DealingAdvising
BUK1352023-12-04
LEE Wai Kit Patrick 李煒傑
Dealing
AWK7072023-10-24
GENG Cong 耿聰
Dealing
AWT8032023-10-20
XIAO Jialong 肖嘉隆
DealingCorp Finance
BFD9752023-09-12
SHI Zhuoyue 石琢玥
DealingCorp Finance
BOZ2212023-09-11
ZHU Hongxia 諸紅霞
DealingFuturesAdvisingCorp Finance
ATM9452023-07-19
AIKAWA Futoshi
DealingCorp Finance
AXF3742023-07-07
LUO Chang
Advising
BTN0562023-03-06
LU Yao 陸遙
Advising
BTK1872023-02-03
CHU Xianghui 初向輝
DealingAdvising
BTG2672023-01-10
CHEN Siman 陳斯曼
Advising
BPJ3962023-01-09
INOHARA Yuki
DealingCorp Finance
BTB7572022-10-21
TAN Yue 譚越
Advising
BOR5002022-07-07
IWASE Hiroki 岩瀬弘毅
DealingFuturesAdvising
BSK2442022-05-31
MA Ching Yan 馬靖仁
DealingCorp Finance
BAH3102022-01-19
KWOK Bo Wing 郭保榮
DealingFutures
AXL7662021-12-14
BEKOS Andreas Johannes
Dealing
BHU9282021-12-01