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Daiwa

大和住銀投信投資顧問(香港)有限公司

Daiwa Securities is the Hong Kong subsidiary of Daiwa Securities Group, Japan's second-largest brokerage, providing investment banking, securities broking, research, and asset management services in Asia. Its Hong Kong operations focus on Japanese and pan-Asian equities, fixed income, derivatives, and corporate finance advisory including ECM and DCM transactions. The firm primarily serves institutional investors, Japanese corporates with Asia-Pacific exposure, and regional companies seeking Japanese investor access. Daiwa is well known in Hong Kong for its strong Japan-related equity research and its role as a bridge between Japanese capital and Asian issuers.

1,019
Total licensed
105
Currently active
400
Arrivals tracked
378
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
34
🇭🇰Hong Kong
34
🇯🇵Japan
23
🇺🇸United States
4
🇬🇧United Kingdom
2
🇮🇳India
2
🇰🇷South Korea
2
🇹🇼Taiwan
2
🌐GR
1
🇸🇬Singapore
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LO Maverick Ho Yeung 羅浩洋
Dealing
BQS5912026-10-05
SUGIURA Tomi
Dealing
BYO7412026-09-24
XU Hu 徐虎
DealingCorp Finance
ANV1032026-09-24
HANAUE Takeshi
Dealing
BYN2332026-09-21
CHIBA Izumi
Dealing
AWH4962026-09-21
SHEN Renyang 沈任扬
DealingCorp Finance
BYI2052026-09-15
GOTO Daichi
Dealing
BYM5042026-09-14
ZHU Senlin 朱森霖
DealingCorp Finance
BYI2072026-09-14
LIU Shicheng 刘师成
DealingCorp Finance
BYI2062026-09-14
WANG Chuanyi 王传奕
DealingCorp Finance
BYI2042026-09-14
WEI Jackson Zhuo Cheng 魏卓誠
Advising
BKL4092026-09-01
LI Yue 李玥
Advising
BYM5202026-08-26
KOBAYASHI Hironao
DealingAdvising
BTK5062026-08-26
CAI Ziqi 蔡子琪
Dealing
BNM2122026-08-17
CAO Ying 曹颖
DealingAdvising
BNI5662026-08-17
WANG Jie 王杰
Advising
BYG2162026-07-27
WANG Jingyi 王靖怡
DealingCorp Finance
BVI0682026-07-23
XIA Yicong 夏弈聰
Advising
BOA5792026-06-17
YANG Jing 阳景
Advising
BIX5392026-05-07
TERUYA Takashi
Dealing
BWR2852026-04-21
LIANG Xinle 梁馨乐
Advising
BXT6362026-04-21
LIN I-Shiuan 林易萱
Advising
BXR6072026-03-26
KATO Nobutaka
Dealing
BRQ0572026-03-23
ZENG Xuesong 曾雪松
Advising
BUQ1852026-03-23
KIM Yong Jun
Dealing
BXP5582026-03-11
LEE Michael Le Jin 李樂進
DealingAdvising
BRI0822026-03-10
LIU Qingli 劉青俐
Advising
BSH0272026-03-09
CO Hau Yee Elkey 許巧宜
Dealing
BXQ3922026-03-04
ZHANG Yunfeng 張雲峰
Advising
BTT0682025-11-18
LIU Po Wen 劉博文
Dealing
ATL5042025-09-01
AKIYAMA Masato
Dealing
BWT6392025-09-01
HAN Baoqing 韓宝卿
Advising
BWQ8002025-08-13
LI Xiangyu 李翔宇
Dealing
BUV1322025-08-04
DOERING Michael Roger
DealingFutures
ANQ2402025-07-15
GOTO Hiroyuki 合戶宏之
DealingFuturesAdvising
ASU2032025-06-06
LI Yinxuan 李胤萱
DealingCorp Finance
BUB0522025-05-08
YEO Newton Chiong
Dealing
APY3292025-03-07
ZHUANG Tsz Kit 庄梓傑
DealingAdvisingCorp Finance
BRK3572024-12-31
CHEN Xingrui 陈星睿
DealingCorp Finance
BVI4042024-09-04
LI Chenhao 李宸昊
DealingCorp Finance
BVI1922024-09-02
CHEN Leixi 陳蕾西
DealingAdvising
BVE1262024-07-18
KOMORI Masatoshi
Dealing
BVC0222024-07-02
CHOTAI Viraj Jashvant
DealingCorp Finance
BVA3702024-06-04
YOSHIZUMI Robert Kei
Dealing
ARV0672024-05-23
TAKEUCHI Yusuke
DealingCorp Finance
BTB7592024-04-11
TAKEUCHI Miki
Dealing
BBP8912024-01-08
CHAN Man Shun 陳文信
DealingCorp Finance
AXN0452023-12-21
YOSHIOKA Shun
DealingAdvising
BUK1352023-12-04
LEE Wai Kit Patrick 李煒傑
Dealing
AWK7072023-10-24
GENG Cong 耿聰
Dealing
AWT8032023-10-20