SSFC Flows
← All firms
Investment BankActive

Tokai Tokyo Securities

東海東京證券(亞洲)有限公司

Tokai Tokyo Securities is the Hong Kong subsidiary of Tokai Tokyo Financial Holdings, a mid-sized Japanese securities and financial services group. The firm holds a comprehensive set of SFC licences enabling it to deal in and advise on securities and futures, provide corporate finance advisory, and conduct asset management, reflecting an integrated financial services offering. Its operations likely focus on servicing Japanese institutional and corporate clients with cross-border investment needs, as well as facilitating access to Hong Kong and Asian capital markets. The firm represents Japan's mid-tier brokerage sector's effort to maintain an international presence in one of Asia's key financial hubs.

90
Total licensed
4
Currently active
23
Arrivals tracked
28
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇯🇵Japan
2

People

Active SFC licences
Name CE# Joined
CHU HIN CHUNG
DealingAdvising
BSS5652022-07-05
LIU Kwok Ying, Novem 廖國英
Dealing
AOA9612022-06-30
OKADA Toshiyuki 岡田敏行
DealingFuturesAdvising
AMR8272021-06-18
AMANO Hirohito 天野広人
DealingFuturesAdvising
ALS7142020-07-22