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SMBC Nikko Securities

日興證券(香港)有限公司

SMBC Nikko Securities is the investment banking and securities arm of Sumitomo Mitsui Financial Group (SMFG), one of Japan's largest banking conglomerates, operating in Hong Kong as a full-service broker-dealer. The firm provides equities and fixed income dealing, derivatives, corporate finance advisory, and asset management services, with a strong emphasis on debt capital markets and cross-border M&A transactions involving Japanese and Asian corporates. Its client base spans institutional investors, corporate clients, and financial institutions across the Asia-Pacific region. As a Japanese bulge-bracket affiliate, it plays a key role in channelling Japanese capital into Hong Kong and broader Asian markets.

397
Total licensed
175
Currently active
106
Arrivals tracked
64
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇯🇵Japan
108
🇭🇰Hong Kong
22
🇨🇳China
13
🇬🇧United Kingdom
3
🇰🇷South Korea
2
🇺🇸United States
2
🇩🇿Algeria
1
🌐HR
1
🇮🇹Italy
1
🇵🇰Pakistan
1
🇸🇬Singapore
1

People

Active SFC licences
Name CE# Joined
AKIYAMA Nao 秋山尚
DealingAdvisingCorp Finance
BYG6132026-07-10
RAFTERY Matthew David
DealingFuturesAdvisingAdv.Futures
BYB0762026-07-07
OHASHI Yoichi
DealingAdvising
BTW7882026-06-26
TAKAYAMA Shima 髙山志真
Advising
BYE0842026-06-23
SOGABE Toshiki 曽我辺俊求
DealingAdvisingCorp Finance
BYD8152026-06-18
CHEN Penghao 陈鹏昊
DealingFutures
BYD9722026-06-12
SHEN Xinyao 沈新尧
DealingFutures
BYC8142026-06-09
KUYA Kenji
DealingAdvisingCorp Finance
BYC3952026-06-04
MAEHARA Yasuhiro 前原康寛
DealingAdvisingCorp Finance
BYC1352026-06-04
NODA Daiju 野田大樹
DealingAdvisingCorp Finance
BYB5932026-06-03
HE Yulin 何羽琳
DealingAdvisingCorp Finance
ARG5172026-06-03
KOGA Yoshitake 古閑善丈
DealingAdvisingCorp Finance
BYB3422026-05-27
NINOMIYA Gota 二ノ宮豪太
DealingAdvisingCorp Finance
BYB6232026-05-27
TAKEUCHI Yuji 竹內祐二
DealingAdvisingCorp Finance
BYB4992026-05-27
HATTORI Ryo 服部遼
DealingAdvisingCorp Finance
BYB3202026-05-26
INAMI Koki 井浪孝紀
DealingAdvisingCorp Finance
BYB2862026-05-26
OKU Naoya 奧直哉
DealingAdvisingCorp Finance
BYA9092026-05-20
HIRANUMA Shin 平沼槙
DealingAdvisingCorp Finance
BXX5262026-04-29
NAKAGAWA Keisuke 中川圭介
DealingAdvisingCorp Finance
BXX8532026-04-29
FUJITA Kazuya 藤田和哉
DealingAdvisingCorp Finance
BXV9122026-04-09
NOBS Kaji Gerard
DealingAdvisingCorp Finance
BXV9292026-04-08
KAMIYA Yoshikazu 神谷嘉一
DealingFuturesAdvisingAdv.Futures
BVZ9182026-03-19
YONEYAMA Jumpei
DealingAdvisingCorp Finance
BWH0572026-03-19
DEN Miki 田未来
Advising
BWC3492026-03-19
ZAMAN Salim
DealingFuturesAdvisingAdv.Futures
BWE2912026-03-19
MURAKAMI Tadashi
DealingFuturesAdvisingAdv.Futures
BWE6072026-03-19
TSUNODA Shotaro 角田匠太郎
DealingAdvisingCorp Finance
BWG2142026-03-19
KARAKI Naoaki 唐木直暁
DealingAdvisingCorp Finance
BWG8972026-03-19
FUJISAWA Masahiro 藤澤正博
DealingAdvisingCorp Finance
BWH8902026-03-19
OMORI Chisa 大森千紗
DealingAdvising
BWH0812026-03-19
MATSUURA Takuya 松浦拓也
DealingAdvisingCorp Finance
BWH8922026-03-19
ISHIDA Tadataka 石田忠隆
DealingAdvisingCorp Finance
BWH9392026-03-19
SUETSUGU Kango
DealingAdvisingCorp Finance
BWI2852026-03-19
TAKAHASHI Shuichiro 高橋秀一郎
DealingAdvisingCorp Finance
BWI6452026-03-19
SATAKE Atsushi 佐竹篤
DealingAdvisingCorp Finance
BWI7962026-03-19
ABE Kazuyuki 阿部一幸
DealingAdvisingCorp Finance
BWB6652026-03-19
LIU Zheng 刘 铮
DealingAdvisingCorp Finance
BVT1542026-03-19
HE Chun 何淳
DealingFuturesAdvisingAdv.Futures
BVZ8882026-03-19
SUDO Hideo 須藤秀夫
DealingAdvisingCorp Finance
BVZ8742026-03-19
KYOGOKU Rei 京極玲
DealingAdvisingCorp Finance
BVZ6492026-03-19
KAY Anthony
DealingAdvising
BVZ6442026-03-19
HARADA Kentaro 原田賢太郎
DealingAdvising
BVZ6432026-03-19
ONUMA Kenichi
DealingAdvisingCorp Finance
BVZ5732026-03-19
KAWAMURA Kazuki 川村一気
DealingAdvisingCorp Finance
BVX6712026-03-19
YOSHINO Yutaka 吉野豊
Advising
BVX4432026-03-19
NAKANISHI Yoichiro 中西曜一郎
DealingAdvisingCorp Finance
BVW7742026-03-19
KOSAKA Daisuke 高坂太佑
DealingAdvisingCorp Finance
BVT8992026-03-19
KADOTA Hiroyuki
DealingAdvisingCorp Finance
BVQ6492026-03-19
LIU Xunzhe 刘迅喆
DealingAdvising
BVQ2162026-03-19
KANEKO Mayo
DealingAdvising
BVQ0702026-03-19

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.