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SBI China Capital

軟庫中華金融證券有限公司

SBI China Capital is a Hong Kong-based financial services firm affiliated with the SBI Group, the Japanese financial and technology conglomerate led by Yoshitaka Kitao. The firm operates across securities and futures dealing, corporate finance advisory, and asset management, positioning itself to facilitate cross-border investment flows between Japan, China, and Hong Kong. Its client base includes institutional investors, corporate clients undertaking capital market transactions, and high-net-worth individuals. The firm leverages SBI Group's extensive network in Japan and Asia to source deal flow and provide investment solutions in Greater China.

198
Total licensed
20
Currently active
114
Arrivals tracked
123
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
16
🇨🇳China
3

People

Active SFC licences
Name CE# Joined
HO Pui Yi 何沛誼
DealingAdvisingAsset Mgmt
BXX2402026-04-29
LEE Yiu Ming
DealingAdvisingAsset Mgmt
BFM8362026-01-08
QU Yaning 曲雅宁
DealingAdvisingAsset Mgmt
BXB1112025-11-04
YIP Kai Hong 葉啟航
DealingAdvising
BHK6652025-10-15
CHEN Wenxi 陳雯曦
DealingAdvising
BWV8252025-09-16
WU Jiahe 武佳禾
DealingAdvising
BWS6192025-08-20
YIP Hoi Yin, Eva 葉海燕
DealingAdvising
ANF2842024-09-16
XIE Jun 謝俊
DealingAdvisingAsset Mgmt
AOB7792024-09-02
KWAN Ringo Cheukkai 關卓啟
Dealing
AEH2422024-06-18
TSE Kwok On 謝國安
Dealing
AHG5572023-05-10
FAN Ching Yee 范靜怡
Dealing
AHR7972022-07-20
NG Siu Ching 伍少貞
DealingAdvisingAsset Mgmt
BCF2382022-01-21
YIU Chun Kit Ernest 姚俊傑
Dealing
AZG4322021-08-16
LIU Li 劉麗
DealingAdvisingAsset Mgmt
BKP9262021-06-08
CHAN King Yeung 陳景揚
DealingAdvisingAsset Mgmt
BCF2392021-03-29
YE Wenli 葉文莉
DealingAdvisingAsset Mgmt
AVL2812016-01-25
HUI Koon Shan 許冠山
Dealing
AAC2502009-08-04
LEE Chi Wah 李志華
DealingAsset Mgmt
AAF5042008-09-23
WONG Yan Po, Joseph 黃恩寶
DealingAdvisingCorp FinanceAsset Mgmt
AAB9902003-04-01
CHU Kwok Shing, Godwin 朱國承
DealingAdvisingCorp Finance
ACJ7092003-04-01