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AS Capital

雲圖資本有限公司

AS Capital is a Hong Kong-based securities brokerage firm licensed by the SFC for dealing in securities. The firm primarily generates revenue through securities trading execution and brokerage commissions, likely serving retail and professional investor clients. It operates as a small, independent broker within Hong Kong's equities market, focusing on order execution rather than advisory or asset management services. The firm is typical of the numerous boutique brokerages that serve the local investor community in Hong Kong.

24
Total licensed
5
Currently active
17
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5

People

Active SFC licences
Name CE# Joined
CHAO Elaine Yiran 曹怡然
Asset Mgmt
BNF0512025-10-17
DAI Wenwen 戴雯雯
Asset Mgmt
BPQ3342025-10-17
CAI Weitong
Asset Mgmt
BTD8802025-10-08
YE Kun 葉昆
Asset Mgmt
BCV6702025-08-20
YU Kafu 于卡弗
Asset Mgmt
BWF1162025-08-20

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.