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Ascalon Capital Limited

Ascalon Capital Limited is a Hong Kong-based firm licensed for dealing in securities and asset management, operating as a boutique investment manager and securities dealer. The firm manages investment funds or portfolios while also conducting securities transactions for clients, generating revenue through trading commissions and management fees. Its client base likely includes institutional investors and high-net-worth individuals. Notably, Ascalon Capital is associated with the Westpac Banking Group's Ascalon Capital Managers platform, which takes minority stakes in emerging Asian fund management businesses.

15
Total licensed
5
Currently active
6
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
3
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHAN Ching Sze 陳靜斯
Asset Mgmt
BKC5212024-05-24
LIU Louise 劉庭均
Asset Mgmt
BPE5042023-05-24
SAVAGE Florence Lucy
Asset Mgmt
BQC3842023-05-24
POOLE Isaac Kirby
Asset Mgmt
BMW3982021-12-23
MOORE Luke Peter
Asset Mgmt
BDK8552021-11-09