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GAM

環球投資(香港)有限公司

GAM Investments is a Zurich-headquartered independent active asset management group with a heritage stretching back to 1983, when it was established as a unit of UBS before being spun off. Its Hong Kong entity holds licences across securities dealing, securities and futures advisory, corporate finance advisory, and asset management, reflecting a full-service investment management platform for Asian institutional and high-net-worth clients. GAM is known for its specialist investment strategies including fixed income, multi-asset, systematic, and alternative investments. The firm has undergone significant restructuring in recent years following investment and operational challenges, and was acquired by Liontrust Asset Management, though that deal subsequently fell through.

96
Total licensed
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Currently active
44
Arrivals tracked
41
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

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