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Mason Securities

茂宸證券有限公司

Mason Securities is a Hong Kong-based broker-dealer and investment banking boutique offering securities dealing, corporate finance advisory, automated trading services, and asset management. The firm's investment banking arm focuses on capital markets transactions including IPOs, placements, and M&A advisory, particularly for small and mid-cap companies seeking Hong Kong Stock Exchange listings. Its client base includes corporate issuers, institutional investors, and high-net-worth individuals. The provision of automated trading services distinguishes it from pure traditional brokerages, suggesting activity in algorithmic or direct market access execution.

293
Total licensed
4
Currently active
195
Arrivals tracked
183
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
CHIU Ho Hei, Philip 趙可喜
Dealing
AAD4962025-04-17
CHOW Wai Man, Ronny 周偉民
Dealing
ARW7352021-10-04
CHAN Sau Ha, Windy 陳秀霞
DealingAdvisingCorp FinanceAuto Trading
AAJ4122003-04-01
HO Wai Chi 何慧之
DealingAdvisingCorp FinanceAuto Trading
ABZ2762003-04-01