茂宸證券有限公司
Mason Securities is a Hong Kong-based broker-dealer and investment banking boutique offering securities dealing, corporate finance advisory, automated trading services, and asset management. The firm's investment banking arm focuses on capital markets transactions including IPOs, placements, and M&A advisory, particularly for small and mid-cap companies seeking Hong Kong Stock Exchange listings. Its client base includes corporate issuers, institutional investors, and high-net-worth individuals. The provision of automated trading services distinguishes it from pure traditional brokerages, suggesting activity in algorithmic or direct market access execution.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 20Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| CHIU Ho Hei, Philip 趙可喜 Dealing | AAD496 | 2025-04-17 | |
| CHOW Wai Man, Ronny 周偉民 Dealing | ARW735 | 2021-10-04 | |
| CHAN Sau Ha, Windy 陳秀霞 DealingAdvisingCorp FinanceAuto Trading | AAJ412 | 2003-04-01 | |
| HO Wai Chi 何慧之 DealingAdvisingCorp FinanceAuto Trading | ABZ276 | 2003-04-01 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.