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HSBC Securities Brokers

滙豐證券經紀(亞洲)有限公司

HSBC Securities Brokers is the SFC-licensed securities brokerage entity of HSBC, one of the world's largest banking and financial services organisations with deep historical roots in Hong Kong. The firm provides securities dealing, corporate finance advisory, asset management, and automated trading services, leveraging HSBC's extensive global network and institutional client relationships. Its client base encompasses institutional investors, corporate clients, and sophisticated retail investors, particularly those utilising HSBC's integrated banking and brokerage platform. The entity complements HSBC's broader investment banking operations in Hong Kong, including equity capital markets and fixed income businesses.

428
Total licensed
135
Currently active
162
Arrivals tracked
132
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
74
🇨🇳China
19
🇫🇷France
12
🇬🇧United Kingdom
8
🇮🇳India
6
🇺🇸United States
4
🇰🇷South Korea
3
🇵🇰Pakistan
3
🇮🇩Indonesia
2
🇩🇿Algeria
1
🇯🇵Japan
1
🇵🇭Philippines
1

People

Active SFC licences
Name CE# Joined
LI Qinan 李奇南
Dealing
BXS8042026-03-18
NORRIS Mark Alan
Dealing
BXS8652026-03-16
FUNG Hok Ching Harold 馮學正
Dealing
BXR7922026-03-10
WONG On Yiu 黃安堯
Dealing
BOL1232026-02-02
AMITABH Unnayan
Dealing
BGB3902025-12-18
YANG Wendi 杨文迪
Dealing
BXE8062025-12-09
KIM Ji Yang
Dealing
BOU0512025-11-24
JUVENTIN Rahiti Arnaud
Dealing
BSZ9992025-10-21
TSUI Koon Wai 徐冠维
Dealing
BWK3752025-06-23
LAW Hiu Ching 羅曉晴
Dealing
BWH8662025-06-03
CHAU Chun Yiu 周振堯
Dealing
AMU4922025-05-28
YAM Fu Yuen 任富源
Dealing
BWG8472025-05-19
TANUDJAJA Marvel
Dealing
BWF2692025-05-06
MA Jianheng 马健衡
Dealing
BWB7452025-04-01
HUSAIN Amyn
Dealing
BVV1142025-01-28
CORDIER Clement Bertrand Michel
Dealing
BVK1562024-11-26
LAM Francois Henri 林志雄
Dealing
AON9762024-11-21
HO Ho Yi 何昊懿
Dealing
BVH7352024-08-21
ARYA Hritvik
Dealing
BVH9812024-08-21
CHAN Pui Ming, Kenneth 陳沛明
Dealing
BVF5852024-08-01
HART Daniel Harry Jack
Dealing
BRS7342024-07-18
LU Siyao 路思堯
Dealing
BVB9952024-07-03
LIU Hui 刘慧
Dealing
BUN7712024-06-06
KOO Hin Fung 顧衍鋒
Dealing
BUY5592024-05-30
LAM King Wai 林經緯
Dealing
APB3112024-05-23
IP Chin Chung 葉展中
Dealing
BAK8842024-05-23
WANG Andi 王安迪
Dealing
BOT2952024-03-26
YU Pui Ki 余佩琪
Dealing
BUS9192024-03-20
AUSSANDON Sebastien Nicolas
Dealing
BUQ4472024-02-20
LEE Man Lok 李旻樂
Dealing
BUF9682023-11-01
LO Maverick Ho Yeung 羅浩洋
Dealing
BQS5912023-10-09
ANDREW Tiffany Chiu Yu Man 趙汝玟
Dealing
AXW9222023-09-28
CHEUNG Man Shun 張文信
Dealing
BPF0152023-09-05
CHUNG Yan Yu, Winnie 鍾忻妤
Dealing
BTW5932023-07-04
LEUNG Lok Hin 梁洛軒
Dealing
BTW5112023-06-28
LEE Hao Hai 李浩海
Dealing
BSQ0652023-06-08
LAU Yan Ho, Adrian 劉恩豪
Dealing
AZR0022023-05-10
YUEN William 袁家樂
Dealing
ARN4852023-05-09
CHOUANIERE Nicolas Jacques Rene
Dealing
BTC1492023-05-08
ZHOU Yingzhao 周莹釗
Dealing
BQB2752023-04-11
CHEUNG Adrian Kwok Kuen 張國權
Dealing
ABX0162023-03-24
KU Peter Chun Chung 古駿祥
Dealing
BNV2882023-03-24
GOEPEL John Joseph
Dealing
BSA2902023-03-24
BACHTIAR Roestam Effendi Bin
Dealing
AEK1352023-03-16
CHENG Mei Ying 鄭美英
Dealing
BRG5482023-01-31
DENG Yun 鄧韵
Dealing
BSE1252023-01-11
PARKER Henry Roger Jacques
Dealing
AXZ4312023-01-06
KWOK Kam Wai 郭錦維
Dealing
BTG5282022-12-08
TSE Sheung Ming Darren 謝尚明
Dealing
AXP4122022-11-04
THOMAS Alexandre Robert
Dealing
BTA2182022-10-27