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JPMorgan Securities

JPMorgan Securities is a distinct SFC-licensed entity within the JPMorgan Chase group in Hong Kong, focusing specifically on securities dealing, advisory, corporate finance, automated trading, and asset management. Operating alongside the broader JPMorgan investment banking platform, this entity handles specific regulated activities such as equity brokerage, investment advice, and corporate finance mandates for institutional and corporate clients. It serves a similar blue-chip client base to the wider JPMorgan group, including multinational corporations, institutional investors, and financial sponsors. The entity reflects JPMorgan's practice of maintaining separate licensed vehicles for distinct regulated activities within its Hong Kong operations.

939
Total licensed
191
Currently active
234
Arrivals tracked
221
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
104
🇭🇰Hong Kong
50
🇮🇳India
9
🇬🇧United Kingdom
7
🇰🇷South Korea
5
🇸🇬Singapore
3
🇹🇼Taiwan
3
🇫🇷France
2
🇮🇹Italy
2
🇨🇦Canada
1
🇩🇪Germany
1
🇳🇱Netherlands
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
JAIN Moksh
DealingAdvisingCorp Finance
BYN2922026-10-12
JIANG Ning 江宁
DealingAdvisingCorp Finance
BYR1992026-10-09
OU Peng 欧鹏
DealingAdvisingCorp Finance
BYN2272026-10-07
NG Lok Tung 吳洛僮
DealingAdvisingCorp Finance
BYR2522026-10-05
HAN Lin 韓林
DealingAdvisingCorp Finance
BQF4032026-10-05
LIU Difei 刘涤非
DealingAdvisingCorp Finance
BYO0602026-10-02
HAH Seunghyun
DealingAdvisingCorp Finance
BYN0722026-09-18
LU Yuanyuan 盧圓緣
DealingAdvisingCorp Finance
BOB4662026-09-16
SONG Daichen 宋岱宸
DealingAdvisingCorp Finance
BPR4692026-09-16
XIONG Caiwei 熊采薇
DealingAdvisingCorp Finance
BVP9282026-09-11
REN Ning 任凝
DealingAdvisingCorp Finance
AVT3812026-09-09
LIN Tiantian 林天天
DealingAdvisingCorp Finance
BIB3982026-09-09
ZHAO Yuning 赵雨宁
DealingAdvisingCorp Finance
BYO2842026-09-09
ZHAO Nachuan 趙納川
DealingAdvisingCorp Finance
BYC2352026-09-04
FAN Siyao 范思遥
DealingAdvisingCorp Finance
BYF9312026-09-03
HO Wing Sze 何穎詩
DealingAdvisingCorp Finance
BSX3212026-09-03
ZOU Mengtao 鄒夢濤
DealingAdvisingCorp Finance
BFK4922026-09-02
CUI Ji 崔佶
DealingAdvisingCorp Finance
BTW7302026-09-02
CHOI HyunJoon
DealingAdvisingCorp Finance
BWY3702026-09-02
FOO Karen 符嘉文
DealingAdvisingCorp Finance
BRO0292026-08-14
FU Ruowei 傅若偉
DealingAdvisingCorp Finance
BIS6602026-08-10
KIM Hae Won
DealingAdvisingCorp Finance
BYA9632026-07-22
ZHANG Yi 張毅
DealingAdvisingCorp Finance
APL5972026-07-02
DEVE Elias Antoine
DealingAdvising
BYB7862026-06-16
LIN Zhongqiang 林中强
DealingAdvisingCorp Finance
BND6152026-06-16
YEUNG Sai Lung 楊世龍
DealingAdvisingCorp Finance
BQS3122026-06-11
LAM Ching Lok, Gary 林清樂
DealingAdvisingCorp Finance
AOH0382026-05-20
SETO Ka Leung 司徒嘉亮
DealingAdvisingCorp Finance
AXB9222026-05-19
CHIU Hsuan 邱萱
DealingAdvisingCorp Finance
BVH6412026-05-18
HSU Tzu-Chieh 徐子捷
DealingAdvisingCorp Finance
BXN2642026-05-06
ZHANG Bochun 張伯淳
DealingAdvisingCorp Finance
BXN9342026-04-30
ZHOU Furui 周福瑞
DealingAdvisingCorp Finance
BXF7912026-04-23
LEE Ka Leung 李家樑
DealingAdvisingCorp Finance
BXR6672026-04-22
CHU Chun Wa 朱俊樺
DealingAdvisingCorp Finance
BMX7222026-04-16
SUN Jixuan 孫霽璇
DealingAdvisingCorp Finance
BRI2262026-04-15
CHEN Kexin 陳可欣
DealingAdvisingCorp Finance
BUA3822026-04-15
JIAN Qiao 簡僑
DealingAdvisingCorp Finance
BNO5642026-04-15
LI Tianshu 李天舒
DealingAdvisingCorp Finance
BRJ1942026-02-24
ZHENG Jiayi 郑家怡
DealingAdvisingCorp Finance
BXJ2802026-02-24
WANG Shen 王屾
DealingAdvisingCorp Finance
BXI8822026-02-05
HO Justin Ngao Wing 何翺穎
DealingAdvisingCorp Finance
BRN8552025-12-30
LI Maoze 李茂澤
DealingAdvisingCorp Finance
BUS1532025-12-29
WU Zheng 鄔崢
DealingAdvisingCorp Finance
APG8952025-12-24
JI Yuchen 季宇宸
DealingAdvisingCorp Finance
BXE2182025-11-26
FUNG Yau Hong, Dominic 馮有康
DealingAdvisingCorp Finance
BXC5212025-11-24
TANG Sin Heng 鄧倩珩
DealingAdvisingCorp Finance
BWW0142025-11-24
PENG Cheng 彭程
DealingAdvisingCorp Finance
BMO7842025-11-17
LIU Huayu 劉華宇
DealingAdvisingCorp Finance
BRP9252025-11-17
LI Tieze 李鐵澤
DealingAdvisingCorp Finance
BSL5402025-10-30
YIK Chun 易晉
DealingAdvisingCorp Finance
BWT6532025-09-15