SSFC Flows
← All firms
Investment BankActive

JPMorgan Securities

JPMorgan Securities is a distinct SFC-licensed entity within the JPMorgan Chase group in Hong Kong, focusing specifically on securities dealing, advisory, corporate finance, automated trading, and asset management. Operating alongside the broader JPMorgan investment banking platform, this entity handles specific regulated activities such as equity brokerage, investment advice, and corporate finance mandates for institutional and corporate clients. It serves a similar blue-chip client base to the wider JPMorgan group, including multinational corporations, institutional investors, and financial sponsors. The entity reflects JPMorgan's practice of maintaining separate licensed vehicles for distinct regulated activities within its Hong Kong operations.

919
Total licensed
173
Currently active
225
Arrivals tracked
217
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
93
🇭🇰Hong Kong
45
🇮🇳India
8
🇬🇧United Kingdom
7
🇸🇬Singapore
3
🇮🇹Italy
2
🇰🇷South Korea
2
🇹🇼Taiwan
2
🇨🇦Canada
1
🇩🇪Germany
1
🇫🇷France
1
🇳🇱Netherlands
1

People

Active SFC licences
Name CE# Joined
KIM Hae Won
DealingAdvisingCorp Finance
BYA9632026-07-22
ZHANG Yi 張毅
DealingAdvisingCorp Finance
APL5972026-07-02
DEVE Elias Antoine
DealingAdvising
BYB7862026-06-16
LIN Zhongqiang 林中强
DealingAdvisingCorp Finance
BND6152026-06-16
YEUNG Sai Lung 楊世龍
DealingAdvisingCorp Finance
BQS3122026-06-11
LAM Ching Lok, Gary 林清樂
DealingAdvisingCorp Finance
AOH0382026-05-20
SETO Ka Leung 司徒嘉亮
DealingAdvisingCorp Finance
AXB9222026-05-19
CHIU Hsuan 邱萱
DealingAdvisingCorp Finance
BVH6412026-05-18
HSU Tzu-Chieh 徐子捷
DealingAdvisingCorp Finance
BXN2642026-05-06
ZHANG Bochun 張伯淳
DealingAdvisingCorp Finance
BXN9342026-04-30
ZHOU Furui 周福瑞
DealingAdvisingCorp Finance
BXF7912026-04-23
LEE Ka Leung 李家樑
DealingAdvisingCorp Finance
BXR6672026-04-22
CHU Chun Wa 朱俊樺
DealingAdvisingCorp Finance
BMX7222026-04-16
CHEN Kexin 陳可欣
DealingAdvisingCorp Finance
BUA3822026-04-15
SUN Jixuan 孫霽璇
DealingAdvisingCorp Finance
BRI2262026-04-15
JIAN Qiao 簡僑
DealingAdvisingCorp Finance
BNO5642026-04-15
ZHENG Jiayi 郑家怡
DealingAdvisingCorp Finance
BXJ2802026-02-24
LI Tianshu 李天舒
DealingAdvisingCorp Finance
BRJ1942026-02-24
WANG Shen 王屾
DealingAdvisingCorp Finance
BXI8822026-02-05
HO Justin Ngao Wing 何翺穎
DealingAdvisingCorp Finance
BRN8552025-12-30
LI Maoze 李茂澤
DealingAdvisingCorp Finance
BUS1532025-12-29
WU Zheng 鄔崢
DealingAdvisingCorp Finance
APG8952025-12-24
JI Yuchen 季宇宸
DealingAdvisingCorp Finance
BXE2182025-11-26
TANG Sin Heng 鄧倩珩
DealingAdvisingCorp Finance
BWW0142025-11-24
FUNG Yau Hong, Dominic 馮有康
DealingAdvisingCorp Finance
BXC5212025-11-24
LIU Huayu 劉華宇
DealingAdvisingCorp Finance
BRP9252025-11-17
PENG Cheng 彭程
DealingAdvisingCorp Finance
BMO7842025-11-17
LI Tieze 李鐵澤
DealingAdvisingCorp Finance
BSL5402025-10-30
YIK Chun 易晉
DealingAdvisingCorp Finance
BWT6532025-09-15
GUO Zhiqing 郭芷青
DealingAdvisingCorp Finance
BWS6982025-09-01
JIANG Haoyun 蒋皓云
DealingAdvisingCorp Finance
BWR4852025-08-27
ZHANG Qian 章倩
DealingAdvisingCorp Finance
BMV9702025-08-19
CHAN Pang Wong 陳鵬煌
DealingAdvisingCorp Finance
BWO3662025-07-31
TO Fung 杜峯
DealingAdvisingCorp Finance
AFJ4282025-07-31
WANG Ting 王挺
DealingAdvisingCorp Finance
BBP5372025-07-16
WEN Keyin 文可吟
DealingAdvisingCorp Finance
BUR4082025-07-09
ZOU Yifei 鄒逸飛
DealingAdvisingCorp Finance
BUA0562025-07-09
LI Bowen 李博文
DealingAdvisingCorp Finance
BSP5192025-06-19
ZHANG Jiaming 張家銘
DealingAdvisingCorp Finance
BPK4762025-06-19
GIUDICE Matteo 朱瑪竇
DealingAdvisingCorp Finance
BID3282025-06-03
NIU Shuo 牛朔
DealingAdvisingCorp Finance
BBL1372025-05-26
MALTZ Jonathan George Murta
DealingAdvising
BWE6672025-04-24
COUTURE Audrey Juliette Muriel
DealingAdvising
BQV6622025-04-24
MENG Hongyu 孟宏禹
DealingAdvisingCorp Finance
BQD3852025-03-31
LIU Xiaohan 刘晓涵
DealingAdvisingCorp Finance
BVW8682025-02-18
CHOW Yuk Hei, Christopher 周昱希
DealingAdvising
BNB1992025-02-06
BAI Lu 白璐
DealingAdvisingCorp Finance
BVX0292025-02-03
ZHU Mengting 朱梦婷
DealingAdvisingCorp Finance
BVW8612025-02-03
YANG Ruo 楊若
DealingAdvisingCorp Finance
AWD8592025-01-13
FOO Shang Dong Joshua 胡尚東
DealingAdvisingCorp Finance
BVS0912024-12-11