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Prime Securities Limited

發利證券有限公司

Prime Securities Limited is a full-service Hong Kong brokerage and asset management firm holding a comprehensive set of SFC licences covering dealing in securities, advising on securities, corporate finance advisory, automated trading services, and asset management. The firm provides equity brokerage, algorithmic trading infrastructure, corporate finance advisory, and portfolio management services to a broad client base including retail investors, institutional clients, and corporate entities. The inclusion of automated trading services licences is a distinctive feature, indicating investment in electronic trading capabilities alongside traditional brokerage and advisory functions. Prime Securities operates as a diversified mid-sized financial firm with multiple revenue streams across the securities industry.

27
Total licensed
10
Currently active
5
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
9
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
GAO Xiang 高翔
Dealing
BSF1782022-06-16
LEUNG Wing Tak 梁永德
Dealing
BJG6492017-04-18
WONG Pui Sui, Peter 黃培瑞
Dealing
AAH8002015-07-23
LAW Yung Wing 羅容榮
Dealing
ACN1842015-07-08
CHOW Cho Yin, Alex 周祖賢
Dealing
AYO4002011-12-13
YIP Ka Yin 葉家賢
Dealing
AME2792005-07-28
LEE Yin Ling 李燕玲
Dealing
ABP9712004-06-03
CHIU Po Keung 趙寶強
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACX4462003-04-01
HUI Yuet Man 許悅文
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACZ4612003-04-01
TIN Kam Ling 田金玲
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AGP4462003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.