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Kingston Securities Limited

金利豐證券有限公司

Kingston Securities Limited is a Hong Kong-based broker-dealer and asset manager offering a wide range of financial services including securities dealing, corporate finance advisory, automated trading services, and asset management. The firm serves a mix of retail and institutional clients in Hong Kong, providing brokerage access to local and international equity markets. Its corporate finance licence suggests involvement in IPO sponsorship and mergers and acquisitions advisory for smaller and mid-cap companies. Kingston Securities is a well-established local brokerage with a long history in the Hong Kong retail securities market.

225
Total licensed
37
Currently active
65
Arrivals tracked
105
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
36
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LOU Yi 羅毅
Dealing
AFW4742026-03-10
LAI Ping Wah 黎秉華
Dealing
ABV8292021-12-29
KWOK Sau Kwan 郭秀君
Dealing
AEB0582019-09-17
FUNG Suk Fan, Emily 馮淑芬
Dealing
ABN4512018-12-21
ZHONG Yi Ming 鍾義明
Dealing
BIK1952016-10-20
LEE Yin Lok, Frederick 李彥樂
Dealing
ATO8822015-06-15
FUNG Hei Shun, Gary 馮熙信
Dealing
ATX8272014-10-17
CHAN Ka Ho 陳家豪
Dealing
APR3822014-09-17
CHAN Wai Yip 陳威業
Dealing
AWW5982014-07-07
KWOK Wing Man, William 郭榮民
Dealing
AEM7342012-05-15
LEE Mang Ting 李汶添
Dealing
APR9572012-02-20
CHU Kingston Chun Ho 朱俊浩
Dealing
AVS1952011-09-28
LEUNG Shing Kai 梁成佳
Dealing
AXQ8382011-08-12
LAM Tat Yan 林達仁
Dealing
AWA2232011-07-13
TAM Sing Hoi 譚丞凱
Dealing
AOL0912011-03-29
LIU Ni Sha 廖妮沙
Dealing
AGQ3952010-12-20
WONG Chi Wai 黃智慧
Dealing
AUI0702010-01-18
ZHOU Mingju 周明菊
Dealing
AOG8402007-11-12
ZHENG Jay Rong Guang 鄭榮銧
Dealing
AOM5132007-03-05
SHUM Kin Ming 岑建明
Dealing
AAD2832006-01-23
LIU Ming Lai, Lorna 廖明麗
Dealing
AAO9752005-05-09
LIU Wing Yan, Winnie 廖詠茵
Dealing
ADY3082003-12-29
LEE Tony Yu Tung 李如棟
DealingAdvisingCorp FinanceAuto Trading
AAF1632003-04-01
CHIU Yet Man 趙逸民
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABE3712003-04-01
CHU Nicholas Yuk-yui 朱沃裕
DealingAdvisingCorp FinanceAuto Trading
ABH4892003-04-01
PANG Chi Wing 彭志榮
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ABI3902003-04-01
CHAN Suet Fong 陳雪芳
DealingAdvisingCorp FinanceAuto Trading
ABQ3462003-04-01
NG Chun Man 吳俊文
DealingAdvisingCorp FinanceAuto Trading
ACB8472003-04-01
CHAN Yiu Wang 陳耀宏
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACO3272003-04-01
FOO Yiu Tin 傅堯天
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACO8032003-04-01
LAU Siu Keung 劉少強
DealingAdvisingCorp FinanceAuto Trading
ACS8312003-04-01
WONG Yuen Ping, Marie 黃婉萍
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
ACT7692003-04-01
WONG Hip Keung, Jimmy 黃協強
DealingAdvisingCorp FinanceAuto Trading
AEH8942003-04-01
HUI Lai Man, Michelle 許麗雯
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AES1792003-04-01
WONG Yuk Har, Agnes 王玉霞
DealingAdvisingCorp FinanceAuto Trading
AFU7752003-04-01
CHAN Hoi Kwan, Michelle 陳凱君
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AFY3222003-04-01
WONG Sui Kwong, Ayrton 王綏光
DealingAdvisingCorp FinanceAuto TradingAsset Mgmt
AGD2382003-04-01