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China Northern Securities

中國北方證券集團有限公司

China Northern Securities is a Hong Kong-based broker-dealer with licences covering securities dealing, futures dealing, and securities advisory, likely serving clients with interests in both Hong Kong and northern China financial markets. The firm provides equity brokerage, futures execution, and investment advisory services primarily to retail, high-net-worth, and smaller institutional clients. Its name suggests connections to northeastern or northern mainland China financial networks or investors. The firm maintains a modest but active operation in Hong Kong's competitive securities brokerage landscape.

109
Total licensed
13
Currently active
48
Arrivals tracked
60
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
2
🇬🇧United Kingdom
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
LAM Mei Lin 林美蓮
Dealing
BXP6732026-04-09
PANG Wai Yuen, Marvin 彭偉源
Dealing
AAI3202025-02-24
CHEN Chen 陳晨
Dealing
BUG4632023-12-28
HUANG Yudong 黃玉棟
Dealing
BPE7252023-11-10
HUI Yik 許奕
Dealing
AFT7342022-12-20
TAM Ping Yee 譚秉義
Dealing
AFC6472022-12-08
YU Shui Sang, Bernard 余瑞生
DealingFuturesAdvising
AEO8552022-05-04
CHAU Chung Yin, Samiel 周中彥
DealingFuturesAdvising
AAV6922021-06-09
FOX Robin Jonathan Gibbs
DealingAdvising
AAJ5782020-08-17
OR Lee Sa 柯莉莎
Dealing
ANC0842020-05-20
KOO Siu Kong 顧兆光
DealingAdvising
BJY4702017-09-26
YOUNGBLOOD Mark Leland
DealingAdvising
ABT2342013-10-25
BAO Quan 包全
DealingFuturesAdvising
APX2182011-06-28