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China Finance KAB

中金三甲證券有限公司

China Finance KAB is a Hong Kong-based broker-dealer licensed for dealing in securities, dealing in futures contracts, and advising on securities, catering primarily to Chinese retail and institutional investors. The firm offers securities and derivatives brokerage alongside investment advisory services, likely focusing on Hong Kong-listed stocks and futures products. Its client base likely consists of mainland Chinese investors and local retail clients seeking access to Hong Kong and international markets. The firm operates in the competitive retail brokerage segment, where Chinese-affiliated brokers serve the growing cross-border investor base.

63
Total licensed
9
Currently active
31
Arrivals tracked
28
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
YUNG Wing Sin 翁潁倩
DealingFutures
BNI3042024-09-30
ZENG YanLing 曾燕玲
DealingAdvising
BFC8972021-01-04
LAM Ying Kit 林英傑
DealingFutures
ACS5492017-08-04
FUNG Hiu Lap, Lawrence 馮曉立
DealingFuturesAdvising
AXI3552016-02-19
WONG Hing Wang, Ricky 黃慶宏
DealingAdvising
AMI8312008-01-14
SO Kai Chung 蘇繼翀
Dealing
AQE3182008-01-14
CHAN Kin Cheung 陳健祥
DealingFuturesAdvising
AMA9362008-01-02
KWOK Ka Chun, Tom 郭家駿
DealingFuturesAdvising
ANQ5042006-08-31
NG Wing Yip, Raymond 吳永業
DealingFuturesAdvising
ACL2912005-08-16