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Broker-DealerActive

M&G Investments

M&G Investments is the asset management arm of M&G plc, a major UK-based savings and investments business that was formerly part of Prudential plc. The Hong Kong office supports M&G's Asia-Pacific distribution and investment activities, offering fixed income, equity, and multi-asset investment strategies to institutional and wholesale clients. M&G is particularly well-known for its fixed income expertise, including corporate bond and credit strategies. The firm serves institutional investors, pension funds, insurance companies, and wholesale distributors across the region.

78
Total licensed
11
Currently active
29
Arrivals tracked
12
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6
🇬🇧United Kingdom
2
🇰🇷South Korea
2
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
CUNNINGHAM Nicholas James
DealingAsset Mgmt
AWY1192025-12-05
ROH Hyun Joon
Advising
BTG8232025-09-01
LIAO Jung Tsen 廖容岑
DealingAdvising
ARG7322025-02-17
WONG Cheuk Hei 黃卓熙
DealingAdvising
BLR6692025-01-03
WONG Cheuk Yen Kristy 黃琸殷
DealingAdvising
AXN0252024-11-04
SHAM Shiu Him Henry 岑劭謙
DealingAdvising
BOG8962024-10-17
CHIU Te Fen 邱德芬
DealingAdvising
BSI5252024-09-13
LO Sin Sin 羅倩倩
DealingAdvisingAsset Mgmt
AOD9422024-06-11
CHO Yee Kee, Amy 曹綺琪
DealingAdvisingAsset Mgmt
AGA0262024-05-13
KANG Tae Jong 姜太鐘
DealingAdvising
BCB4482020-12-14
WADLE John Allen
DealingAdvisingAsset Mgmt
AGS4542020-08-03