SSFC Flows
← All firms
OtherActive

Principal Financial Group

信安投資及退休金服務有限公司

Principal Financial Group is a major US-based global financial services company specialising in retirement, insurance, and asset management solutions, with its Hong Kong operations focused on dealing in and advising on securities. The firm primarily serves corporate clients, institutional investors, and pension fund managers, offering investment solutions and retirement planning services tailored to the Asia-Pacific market. Its Hong Kong presence supports the group's broader strategy of providing employee benefits and financial protection products to regional employers and individuals. Principal Financial Group is a well-established name in the global pension and asset management industry, listed on the NASDAQ.

202
Total licensed
16
Currently active
58
Arrivals tracked
57
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
14
🇲🇾Malaysia
1

People

Active SFC licences
Name CE# Joined
OUYANG Dengyan 歐陽鄧妍
DealingAdvising
BPN0302026-04-14
FU Chia-wen 傅佳玟
DealingAdvising
BXS4292026-04-13
LIU Sai Kit 廖世傑
DealingAdvising
BJS7972024-07-18
CHAN Hiu Yung Crystal 陳曉蓉
Dealing
BOE9562024-06-03
CHENG Chui Ying 鄭翠盈
DealingAdvising
BTB5192022-12-02
LO King Chung 盧敬忠
DealingAdvising
AKP9382022-09-29
YAU Yuet Fong 丘月芳
Dealing
ANG1242022-07-19
TEOH Chin Wei 張津偉
DealingAdvising
ARP5412021-07-16
CHONG Kwok Chee 莊國幟
DealingAdvising
BAN2072021-07-02
WONG Yuen Lee 黃婉梨
DealingAdvising
AFL3642018-08-28
KE Wing Shuen 柯泳璇
Dealing
AFD5072018-08-16
LAM Lai Kwan 林麗君
Dealing
AXC9082017-12-28
SARAN Phillip Howard Hasenfus 郝振毅
DealingAdvising
AYZ0462017-11-22
LEE Chui Shan 李翠珊
DealingAdvising
BJT3012017-07-07
IP Kwai Keung 葉桂強
DealingAdvising
AMS7082014-07-15
CHEUNG Kam Ping 張錦屏
DealingAdvising
AEX9662014-01-21